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Clinical Microbiology Reviews, July 2001, p. 476-488, Vol. 14, No. 3
Department of Immunology, Strathclyde
Institute of Biomedical Sciences, University of Strathclyde,
Glasgow G4 ONR, Scotland, United Kingdom
0893-8512/01/$04.00+0 DOI: 10.1128/CMR.14.3.476-488.2001
Copyright © 2001, American Society for Microbiology. All rights reserved.
Sex-Associated Hormones and Immunity to
Protozoan Parasites
SUMMARY
INTRODUCTION
HORMONAL VARIATION IN LIFE
HORMONES AND IMMUNE RESPONSE
Natural Killer Cells
Macrophages
Mast Cells
Eosinophils
Dendritic Cells
Lymphocytes
INFLUENCE OF HORMONES ON PROTOZOAN PARASITIC DISEASES
Toxoplasma gondii
Plasmodium
Leishmania
CONCLUSIONS
ACKNOWLEDGMENTS
REFERENCES
SUMMARY
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Numerous epidemiological and clinical studies have noted differences in the incidence and severity of parasitic diseases between males and females. Although in some instances this may be due to gender-associated differences in behavior, there is overwhelming evidence that sex-associated hormones can also modulate immune responses and consequently directly influence the outcome of parasitic infection. Animal models of disease can often recreate the gender-dependent differences observed in humans, and the role of sex-associated hormones can be confirmed by experimentally altering their levels. Under normal circumstances, levels of sex hormones not only differ between males and females but vary according to age. Furthermore, not only are females of reproductive age subject to the regular hormonal cycles which control ovulation, they are also exposed to dramatically altered levels during pregnancy. It is thus not surprising that the severity of many diseases, including those caused by parasites, has been shown to be affected by one or more of these circumstances. In addition, infection with many pathogens has been shown to have an adverse influence on pregnancy. In this article we review the impact of sex-associated hormones on the immune system and the development and maintenance of immunity to the intracellular protozoan parasites Toxoplasma gondii, Plasmodium spp., and Leishmania spp.
INTRODUCTION
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The literature is full of observations that both the incidence and severity of natural parasitic infections are different between males and females of many species, including humans. These differences are undoubtedly due to many factors, including the different exposure of the sexes to various parasite infective stages. However, under controlled laboratory conditions, a clear dichotomy in the susceptibility of males and females can also be observed. Such experiments demonstrate that physiological differences between males and females play an important role in determining susceptibility to parasitic infection. Moreover, a dichotomy in the incidence and severity of many diseases of noninfectious eitiology is a further indication that the physiology of males and females is an important factor in determining disease susceptibility. These studies have prompted investigation into the ability of sex-associated hormones to influence the immune system. It is now widely accepted that many hormones, including the sex-associated hormones, directly influence the immune system and thus susceptibility to disease. Herein, we review the effects of sex- and pregnancy-associated hormones on the immune system in general and in particular immunity to selective protozoan parasitic diseases.
HORMONAL VARIATION IN LIFE
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In humans, levels of sex hormones not only vary between males and
females, but also alter with age. In addition, females are subject to
regular cyclic changes in hormone levels. Progesterone levels are
relatively low in the peripheral blood of children of either sex from 1 year up to the age of 2 years (0.1 nmol/liter) and remain low
throughout life in adult males (0.3 to 0.6 nmol/liter). However, the
level of progesterone increases considerably in females and fluctuates
between 1.8 ± 0.34 and 43 ± 13 nmol/liter during the
follicular phase and luteal phases of the menstrual cycle, respectively. Testosterone again is found at very low levels in children between 1 and 2 years of age (0.22 ± 0.1 nmol/liter) but
rises to relatively high levels in adult males (19.9 ± 4.7 nmol/liter). Testosterone is found at 0.75 ± 0.2 nmol/liter at the follicular phase and 1.28 ± 0.3 nmol/liter at the luteal
phase of the menstrual cycle. Estradiol-17
is low or absent in 1- to 2-year-old children (0.03 nmol/liter), but rises in adult women to
0.35 ± 0.18 and 0.64 ± 0.38 nmol/liter during the
follicular and luteal phases, respectively. Progesterone, estrogen, and
testosterone levels are raised substantially during pregnancy to 500 to
610 nmol/liter, 3.6 ± 1.5 nmol/liter, and 64.5 ± 33.7 nmol/liter, respectively (41).
Although fluctuation in hormone levels may be regarded primarily as physiological, these hormones also have profound effects on cells associated with the immune system. Communication between the endocrine and immune systems may have a number of evolutionary advantages. For example, the local immunological changes which occur during the menstrual cycle in humans favor the maintenance of an infection-free environment in the uterus prior to ovulation, followed by an immunologically permissive environment that does not kill sperm or inhibit implantation postovulation (92).
Significantly, it has been reported that female susceptibility to pathogens, especially those that infect their reproductive organs, varies according to the stage of the menstrual cycle (137). Another likely evolutionary advantage of hormonal modulation of the immune system would be to facilitate pregnancy. Indeed, the immunomodulatory effects of hormones are most evident during gestation, when they appear to be essential to a successful pregnancy (110). While almost every cell associated with the immune system, including macrophages, natural killer (NK) cells, mast cells, eosinophils, neutrophils, and T cells, is present in the decidua, their functions are tightly regulated (29). This control is largely achieved through the production of estrogen and progesterone, initially by the uterus and then by the placenta. Without this level of control, immunological recognition of the trophoplast could result in tissue damage and termination of pregnancy.
During pregnancy there is a local T-helper 2 (Th2) bias, with murine
fetoplacental tissues spontaneously producing the Th2-associated cytokines interleukin (IL)-4, IL-5, and IL-10 (79, 110).
Current evidence suggests that the main mediator of this response is
progesterone, which has been shown to promote Th2 cell expansion and
the production of IL-4 by established Th1 cell clones
(105). IL-4 will also primarily favor the production of
antibody isotypes that cannot fix complement, ensuring that antibodies
produced against paternal antigens are not harmful to the trophoblast
(29). The importance of this Th2 bias during pregnancy is
further illustrated by studies that show that administration of
Th1-associated cytokines such as gamma interferon (IFN-
) and IL-2
causes abortion in pregnant mice (79, 110). Similarly,
substances such as lipopolysaccharide (LPS) and infectious agents which
induce inflammatory mediators such as tumor necrosis factor alpha
(TNF-
) and nitric oxide also induce abortion in mice
(48). Further studies suggest that progesterone may also
mediate its affects by inducing an NK cell function-inhibitory protein
from CD8+ T cells (140-142).
HORMONES AND IMMUNE RESPONSE
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The effects of sex- and pregnancy-associated hormones on the immune response are not limited to reproductive tissues but are clearly evident in the systemic immune system. Sex- and pregnancy-associated hormones influence the function of virtually all immune cells types. For example, hormones can profoundly influence cells of the innate immune system, such as mast cells, eosinophils, macrophages, dendritic cells, and NK cells. These cells not only form the first line of defense against many organisms, but also play an important role in directing the developing adaptive immune response. The adaptive immune response involving T cells and B cells is also directly affected by these hormones. Some of the specific actions of hormones on the various cells of the systemic immune system are discussed below.
Natural Killer Cells
NK cells are important cellular mediators of innate resistance to
many pathogens and cancer (147). The principal effector mechanisms that NK cells utilize include the cytolytic destruction of
virally infected cells (21) and the secretion of the
proinflammatory cytokine IFN-
(9). In addition to
activating cellular killing (155), this early production
of IFN-
by NK cells has been shown to be of crucial importance
during parasitic infections, when its production promotes development
of a subsequent Th1-type adaptive response (122). Indeed,
given the importance of NK cells in resistance to parasitic infections,
it is perhaps not surprising that studies investigating the influence
of sex hormones on disease outcome have correlated this with NK cell
function. Similarly, given the importance of NK cells in immune
surveillance against tumor development, many studies have investigated
sex hormone-associated effects on the anticancer activities of NK cells.
There are numerous studies describing the effects of female sex
hormones on NK cell activity, with the vast majority concentrating on
the modulatory role of the steroid hormones estrogen and progesterone. It is well established that sustained estrogen (
-estradiol)
treatment of mice leads to a reduction in in vivo NK cell activity,
whereas androgen treatment (5
-dihydrotestosterone) has no effect
(124, 125). This suppressive effect of estrogen was
confirmed in other mouse models; treatment with
-estradiol
suppressed NK cell killing of transplanted tumors, leading to enhanced
metastasis (57), and other studies have confirmed these
effects (11, 40, 59, 97). However, one study concluded
that suppression of NK cell activity in vivo by estradiol treatment
depended on long-term administration (60 days), with initial treatment
actually leading to enhancement of NK cell-killing activity
(123). Furthermore, another in vitro study showed that
-estradiol enhanced NK cell proliferation (134),
although this study used a human "NK-like" cell line which may not
be representative of NK cells in vivo. Other studies supporting the
concept that estrogen suppresses NK activity include those correlating
NK activity with elevated estrogen levels produced during pathological
disease. For example, patients with ovarian tumors (116),
endometriosis (108), and mastopathy (117) all
have elevated estrogen levels and low NK cell cytotoxicity. Although
some studies have demonstrated that estrogen can suppress general
IFN-
production (54, 78), the ability of estrogen to
directly modulate this function of NK cells has not been investigated.
There are also numerous studies characterizing the effects of
progesterone on NK cell activity. It has been shown that progesterone directly depolarizes NK cell membranes (84), suggesting
that NK cells express receptors for this hormone. However, more recent studies have demonstrated that progesterone-induced blocking factor (PIBF) (140) modulates NK cell activity. In particular,
this protein decreases NK cell cytotoxic activity (141),
and the mechanism of suppression appears to be via inhibition of NK
cell degranulation (39). Interestingly, progesterone, both
by itself and via PIBF, has been shown recently to suppresses perforin
expression in cytolytic cells (77), suggesting that this
is another mechanism of progesterone-induced suppression of NK cell
activity. Progesterone is highly expressed during pregnancy, and many
studies have demonstrated suppression of NK cell cytotoxic activity
during this period (8, 44, 145, 146). Indeed, this
progesterone-dependent immunomodulation of NK cell activity is thought
to be one of the mechanisms that enables pregnancy to proceed to term,
as spontaneous pregnancy termination is associated with increased
systemic NK activity (32, 142) and failure of the
fetoplacental unit to suppress uterine NK cell activity (49,
50). Interestingly, a recent study of uterine NK cells during
pregnancy showed that these cells express both TNF-
and inducible
nitric oxide synthase (iNOS) in vivo, and this is maintained in the
presence of progesterone (61), suggesting that in addition
to influencing cytotoxic ability, pregnancy-associated hormones
regulate proinflammatory molecule expression by NK cells.
The suppressive effects of pregnancy-associated hormones on NK cell
function are supported by studies of pregnant mice showing that these
animals are more susceptible to pathogens such as Listeria monocytogenes and Toxoplasma gondii (82).
Further studies showed that pregnancy reduced the cytotoxic ability of
peritoneal NK cells harvested from animals infected with
Corynebacterium parvum or T. gondii
(81). Subsequent studies showed that the increased susceptibility of pregnant mice to T. gondii correlated with
decreased serum IFN-
production (130), consistent with
our findings that female SCID mice produce less innate IFN-
early
during infection with this parasite (152). These findings
are further supported by recent findings that pregnant women who
transmit T. gondii to their unborn fetus have low levels of
circulating NK cells (96).
Macrophages
Macrophages have in recent years been shown to possess estrogen receptors, explaining previous observations that a number of their functions are modulated by estrogens. Macrophage effector functions influenced by estrogen include phagocytosis, which has been shown to be upregulated by this hormone, as is the production of reactive oxygen intermediates, but not reactive nitrogen intermediates, which are downregulated (28).
Numerous macrophage afferent functions are also influenced by
estrogen. Thus, following LPS stimulation and treatment with 17
-estradiol, murine macrophages have been shown to produce
less IL-1
, IL-6, and TNF-
, whereas IL-10, IL-12, and
macrophage inflammatory protein production was unaffected.
These affects were associated with decreased LPS-induced NF
B binding
(36). Similarly, studies which used the human
monocyte-macrophage cell line THP-1 found that estrogen reduced
expression of TNF-
mRNA in response to phorbol ester stimulation
(127). However, there is contradictory evidence about the
role of estrogen in modulating TNF-
production. For example, recent
studies found that estrogen did not affect TNF-
mRNA expression
(87) or TNF-
production (157) by murine macrophages in vitro. In contrast, a murine model of
endotoxemia estrogen treatment prior to endotoxin challenge was found
to increase serum TNF-
. Again, this action was selective, as IL-6
levels were reduced in these mice relative to control animals and
appeared to be operative at the transcription level, as mRNA
transcript levels for TNF-
were also lower in estrogen-treated
animals (157).
The effects of progesterone on TNF-
production are more clearly
defined. Progesterone has been shown to decrease levels of TNF-
mRNA and TNF-
production by murine macrophage lines (RAW 264.7 and ANA-1 cells) treated with LPS. Progesterone treatment was
shown to elevate mRNA transcripts and protein levels of I
B, suggesting that progesterone exerts its affects on TNF-
production and macrophage activation through inhibition of NF
B by I
B
(87).
Progesterone has also been shown to inhibit NO production by murine
macrophage cell lines (RAW 264.7 and J774) and bone
marrow-derived macrophages, as measured by nitrite accumulation
in culture medium. This effect has been shown to be due to a reduction
in transcription, as progesterone-treated cells stimulated with IFN-
and LPS had reduced levels of iNOS mRNA transcripts compared with
nontreated cells. The influence of progesterone on iNOS expression was
also evident in RAW 264.7 cells transfected with an iNOS gene
promoter-luciferase reporter gene construct. Luciferase activity was
reduced in these cells when stimulated with IFN-
and LPS in the
presence of progesterone (86)
Mast Cells
Mast cells have high-affinity estrogen receptors
(102). Estrogen (17
-estradiol) can augment histamine
and serotonin release from rat peritoneally derived mast cells
following stimulation by the mast cell secretagogue compound 48/80 or
the neuropeptide substance P. This effect is specific, as estrogen had
no effect on mast cell degranulation following cross-linking of the
Fc
receptor (Fc
R). In addition, the ability of estrogen to
augment mast cell release of histamine and serotonin in response to
48/80 was abrogated by addition of the estrogen antagonist tamoxifen (151). In contrast to the effects of estrogen,
testosterone inhibited mast cell secretion of histamine and serotonin
following stimulation by compound 48/80 or neuropeptide substance P
(151). Similarly, estrogen increases serotonin release in
response to carbachol in rat bladder mast cell cultures
(135).
Eosinophils
Eosinophils have both estrogen and progesterone receptors (24). Estrogen has been shown to increase the degranulation of human blood eosinophils at high doses both in vivo and in vitro. (132). Similarly, a combination of estrogen and progesterone was able to significantly enhance human eosinophil degranulation (56). Other studies have found that estrogen treatment of eosinophils was capable of enhancing their adhesion to human mucosal microvascular endothelial cells, whereas testosterone reduced this effect (56).
Dendritic Cells
No information is available on the effects of estrogens on dendritic cell function. However, the antiestrogens toremifene and tamoxifen have been shown to inhibit the IL-4- and granulocyte-macrophage colony-stimulating factor-dependent differentiation of monocytes into dendritic cells. CD14 expression is lost following incubation with antiestrogens, and these cells have reduced ability both to produce IL-12 in response to CD40 ligation and to induce proliferation of T cells (72). As tamoxifen is a partial agonist of estrogen, the effects of estrogen itself on dendritic cells warrant investigation.
Topical application of testosterone propionate can reduce the sensitivity of some humans to type IV hypersensitivity reactions to nickel as measured by patch testing. A reduction in the density of CD1+ dendritic cells in the epidermis was noted in patients responsive to this treatment but not in unresponsive patients (45).
Lymphocytes
Sex hormones have been widely reported to influence not only the
development and maturation of T and B cells but also their state of
activation (reviewed in references 34, 126, and 133). However, many of the properties attributable to sex hormone
influences are not a result of their acting directly on lymphocytes,
but arise because of their effects on cells of the innate immune
response and on antigen-presenting cells (APC). Thus, for
example, gonadal androgens at physiological levels act by inhibiting
macrophage IL-1, IL-6, and TNF-
production and thus affect T
cells indirectly, while adrenal androgens increase IL-2 and IFN-
production by T cells directly (33). Also, while it is
well documented that testosterone inhibits immunoglobulin M (IgM) and
IgG production, a recent study using human peripheral blood mononuclear
cells (PBMC) has demonstrated that this effect may be mediated
indirectly by testosterone's inhibiting monocyte-derived IL-6
production (64). Furthermore, in a recent study, Taube et
al. (143), using T-cell-reconstituted SCID mice, have
demonstrated that APC and not T cells are the target for estrogen in
suppressing oxazalone-induced T-cell-dependent delayed-type
hypersensitivity. However, that sex hormones can influence lymphocytes
directly is unquestionable, and while cytosolic and nuclear receptors
have been demonstrated, recent elegant studies using fluorescein
isothiocyanate- and bovine serum albumin-labeled estrogen and
testosterone, confocal laser scanning microscopy, and
fluorescence-activated cell sorting analysis have revealed functional
testosterone and estrogen receptors not only intracellularly, but also
in the plasma membrane of CD4+ and CD8+ T cells
(17, 18).
Sex hormones have long been known to affect the structure and function
of the thymus as well as lymphopoeisis in this and other tissues.
However, many of the observations often appear to be contradictory.
Thus, castration of young adult rats before maturity, though not
afterwards, resulted in an increase in CD4+ and
CD8+ cells as well as CD4+ CD8+
populations (65). Castration of adult male C57BL/6 mice,
however, resulted in an increase in thymus weight but a reduction in
CD8+ T cells (100, 101). Testosterone
replacement reduced thymus weight and increased CD4+ and
CD8+ populations, but primarily CD8+ T cells.
These effects have been shown to be mediated by fluctuations in
transforming growth factor beta (TGF-
). Pregnancy is also associated
with a drop in thymus weight and a reduction in the number of
CD4+ and CD8+ cells as well as B-cell
lymphopoeisis (126). A role for estrogen but not
progesterone in these events was initially suggested by the studies of
Rijsinghani et al. (111). These workers found that
estrogen but not progesterone could reduce thymus weight and
deplete the CD4+ and CD8+ populations. While
the earlier population of CD44+ CD25
cells was present following estrogen treatment, mature populations of
CD44+ CD25+, CD44
CD25+, and CD44
CD25
cells were
severely depleted or absent. Oopherectomy, on the other hand, did not
alter the thymic T-cell population, suggesting that while estrogen may
inhibit T-cell maturation, its absence does not promote this process.
Nevertheless, further studies using progesterone receptor null mice
question these findings, as these studies demonstrated that local
expression of these receptors in the thymic stromal cells was necessary
to block T-cell development at the early CD3
CD44+ CD25+ stage (144). The use
of these mice as well as estrogen receptor-deficient mice
(136) will prove invaluable in coming years in
characterizing the effects of these hormones in the development,
maturation, and function of the immune response.
In humans, the manifestations of hormone-induced lymphocyte modulation of the immune response are most clearly highlighted during either pregnancy or disease states, such as those associated with autoimmunity, malignancies, and infectious diseases. The various reported effects of androgens, estrogens, and progesterones associated with these conditions on lymphocytes and their functions are summarized below.
Estrogen has been shown to increase B-cell activity and antibody production (97) and also to promote IL-2-driven B-cell production of IgM and IgG in spleen cells while downregulating IgG production by normal blood B cells (38). The downregulatory effects of estrogen on T-cell development in the thymus have been discussed above, but in addition this hormone has also been shown to deplete T cells, particularly CD8+ T cells, from a number of tissues, including the genital mucous membranes and lymphoid tissues of the gut (23). The ability of this hormone to induce T-cell apoptosis may be significant in some of these properties (53). However, in direct contrast to its reported ability to inhibit T-cell development in the thymus, estrogen promotes the extrathymic development of "forbidden" T-cell clones in the liver associated with autoimmune disease (94, 95).
In studies involving T-cell-dependent inflammatory processes, estrogen
was found to be regulatory and not only to reduce the number of cells
at the site of inflammation and draining lymph nodes but also to reduce
the expression of the activation markers CD40, CD44, CD69, and IL-2
receptor alpha (118). Furthermore, the levels of IL-2 and
IFN-
expression were downregulated and those of IL-4 and IL-10 were
upregulated (119). While others have also shown
upregulation of Th2 cytokines such as IL-5 and downregulation of Th1
cytokines such as IL-2 (1, 153), further studies have
suggested that estrogen could, under certain circumstances, promote a
type 1 response. For example, the promoter region of the IFN-
gene
has an estrogen response element, and increased levels of mRNA
transcripts for this gene have been found in estrogen-stimulated cells
(42). Furthermore, estrogen treatment of antigen- and anti-CD3-stimulated CD4+ T cells has been demonstrated to
promote IFN-
as well as IL-10 production, with variable effects on
TNF-
and TNF-
but no effect on IL-4 or TGF-
(31,
52).
The general consensus is that progesterone is generally
anti-inflammatory, inhibiting the development of a type 1 response while promoting a Th2 response. T-cell development in the thymus is
blocked by progesterone (144), which has been shown to
inhibit T-cell activity by blocking calcium-activated potassium
channels (37). Progesterone not only promotes antigen- and
anti-CD3-induced CD4+ T-cell IL-4 production while having
no effect on IFN-
, TGF-
, or TNF-
(31), it can
also promote the expression of CD30 (a surface marker consistently
found on Th1 but not Th2 cells) as well as the production of IL-4 and
IL-5 by established Th1 clones (105). IL-4 and
progesterone together also promote the production of the Th2-associated
leukemia inhibitory factor, which is essential for embryo implantation
(106). Progesterone has also been shown to induce an NK
cell-inhibitory factor from T cells (139). Furthermore, progesterone induces a significant increase in the
1.4
1 T-cell population during pregnancy (10, 107). Through IL-10
production, these cells are thought to induce suppression of NK cell
activity and IL-12 production. Finally, Vassiliadou et al.
(149) demonstrated that progesterone does not affect the
expression of the chemokine receptors CCR5 and CXCR4 on resting T cells
but downregulates their expression on activated cells.
Studies involving gonadectomy and hormone replacement have shown
androgens to generally deplete CD4+ cells while promoting
the production of CD8+ cells (66, 100).
Androgens affect the generation of the mature T-cell repertoire in the
thymus (99) while downregulating IgM and IgG production by
PBMC (64). Testosterone reduces the number of T-cell
receptor-positive extrathymic "forbidden" T cells (67) and promotes the production of 
type 1-inducing T cells
(60). With regard to cytokine production, androgens or
their precursors have been shown to downregulate IL-4, IL-5, and
IFN-
(7, 12) and upregulate IL-2, IL-10, and TGF-
(12, 101, 138).
INFLUENCE OF HORMONES ON PROTOZOAN PARASITIC DISEASES
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Toxoplasma gondii
T. gondii infection is generally initiated by ingestion of either the tissue cyst stage, found in the meat of infected animals, or the oocyst stage, released in the feces of infected cats (30). Adult-acquired toxoplasmosis is normally mild to asymptomatic, but desease can be severe in the immunosuppressed (25, 80). In addition, the ability of sex- and pregnancy-associated hormones to influence the severity of T. gondii infection is of particular public health interest due to the ability of this parasite to cause congenital disease if infection occurs during pregnancy (25).
There is currently considerable evidence that steroid hormones affect the course of toxoplasmosis in humans and mice. Henry and Beverley (58) were the first to demonstrate differences in the immune and inflammatory responses of male and female mice following infection with T. gondii. In these studies, female mice developed more severe brain inflammation than male mice following infection. Moreover, a direct role for sex hormones was demonstrated in experiments which found that gonadectomy increased resistance, whereas estrogen administration exacerbated disease in mice (68, 70). Similarly, simultaneous gonadectomy and estrogen treatment predisposed guinea pigs to increased parasite burdens compared with nontreated control animals (69).
Most cases of noncongenitally acquired toxoplasmosis are asymptomatic in healthy humans, but lymphadenopathy is a possible clinical symptom. One study, carried out some time ago, found that although the incidence of T. gondii infection was similar in males and females, disease manifestations varied according to gender and age. In those under 15 years of age, lymphadenopathy was more frequently observed in males than in females. However, in sexually mature adults (over 25 years of age), lymphadenopathy was more frequently observed in females (20). T. gondii infection can also be an opportunistic infection of immunocompromised individuals, such as those infected with human immunodeficiency virus (HIV). A frequent manifestation of disease is encephalitis. In a study of nonhomosexual, HIV-positive Europeans, toxoplasmic encephalitis was found to be a more frequent AIDS-defining disease in females than in males (104). These observations support a detrimental role for female hormones during the course of T. gondii infection.
In pursuit of an immunological basis for the sexual dichotomy in the
severity of T. gondii infection, we have studied this disease in the murine model (112, 152). Immunological
control of T. gondii is complex and involves elements of
both the innate and adaptive responses (4). Figure
1 summarizes the development of the
immune response to an intracellular parasite such as T. gondii and the possible interaction of sex-and
pregnancy-associated hormones.
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Early immunity with T. gondii has been shown to be dependent
on macrophages and NK cells, although neutrophils and dendritic cells may perform similar roles to macrophages (4, 62,
129). Following sensitization with T. gondii,
macrophages produce IL-12, which, together with IL-1
, IL-18,
and TNF-
, stimulates NK cells to produce IFN-
. IFN-
acts in
synergy with the TNF-
to induce the expression of iNOS, which
results in the production of nitric oxide, which has been shown to kill
intracellular T. gondii (Fig. 1). The importance of this
system is evident from studies of T. gondii infection in
SCID mice, which lack functional T and B cells but survive for as long
as 12 to 20 days following oral infection (152). We have
found that female SCID mice are more susceptible to T. gondii infection than male mice, as demonstrated by reduced time
to death and increased brain pathology (Fig.
2a) (152).
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These differences in susceptibility correlate with functional
differences in the immune response, with male mice producing IL-12 and
IFN-
earlier and in greater quantities than female mice (Fig. 2b and
c) (152). While the effect of hormones on IL-12 has not
been widely examined, estrogen has been shown to affect IFN-
production through an estrogen response element present on the gene's
promoter (42). In addition, the generally inhibitory effects of estrogen and progesterone on macrophage function,
most notably nitric oxide production, could also contribute to the comparative susceptibility of female SCID mice to T. gondii
infection (28, 36, 61, 86, 87).
Long-term protection is mediated primarily by CD8+ T cells,
with CD4+ Th1 cells playing a critical role through
production of IFN-
and IL-2, required for the expansion of
CD8+ cytotoxic T lymphocyte cells (26, 46, 47,
103). Studies by us with the immunologically intact BALB/K mouse
demonstrated that differences in mortality between the sexes
corresponded to differences in both the innate and adaptive immune
responses against T. gondii (113). Male mice
produced more TNF-
during the early stages of infection than female
mice. In addition, IFN-
production was delayed in female compared
with male mice. Moreover, the delayed production of IFN-
in female
mice was simultaneous with the production of IL-10, a cytokine that
would antagonize the effects of IFN-
(113). Together,
these studies demonstrate that not only does gender influence the
course of T. gondii infection in mice, but this influence
involves gender-dependent differences in both the innate and adaptive
immune responses.
Levels of many sex hormones, most notably estrogens and progesterone, are vastly increased during pregnancy, and consequently their effects on the immune system can be profound. As mentioned previously, the normal physiological role of these changes would appear to be to protect the developing fetus from the mother's immune response. Although this hormonal manipulation of the immune system serves to prevent the fetus from being rejected, it also has consequences for parasitic infection.
The ability of pregnancy to affect the immune system and indeed of the immune system to affect pregnancy has two important consequences for parasitic infection. First, pregnancy will favor the survival of many parasites that require a type 1 response to control them. Second, parasitic infections that induce a strong type 1 response will adversely affect pregnancy. Both of these scenarios have been demonstrated with the protozoan parasites T. gondii and Leishmania major.
Consequently, it has been demonstrated that pregnant mice are more
susceptible to infection with T. gondii and show higher mortality than similarly infected nonpregnant female mice
(130). This increased susceptibility of pregnant mice to
T. gondii is associated with a reduced type 1 capacity,
as demonstrated by a decreased capability to produce IFN-
(82,
130). Moreover, administration of cytokines associated with type
1, cells such as IFN-
and IL-2, to pregnant mice infected with
T. gondii increases their survival
(131). In addition to changes in the Th1-Th2 balance, many
other immunological changes that occur during gestation would generally
favor parasite survival: notably, reduced NK cell activity, suppression
of macrophage function, and inhibition of CD8+
cytotoxic T-cell activity (see previous sections).
The extent to which the immune response to T. gondii plays an adverse role during pregnancy is controversial. Indeed, the ability of the immune response to prevent congenital transmission is well documented in mice, sheep, and humans (25, 27, 112). Chronically infected pregnant humans, although harboring tissue cysts throughout their body, generally do not transmit disease to their offspring. Similarly, chronically infected BALB/c mice do not transmit disease to their pups even if they are rechallenged with T. gondii during pregnancy (112). However, at which period during pregnancy a woman is infected will determine the fate of the pregnancy in terms of both abortion and congenital transmission (25). If infection occurs in the first trimester, when hormone levels are low and there is little Th2 bias, the chance of transmission to the fetus is low, although the chance of abortion is high. Conversely, infection during the third trimester, when there is a strong Th2 bias, is unlikely to induce abortion but more frequently results in congenital transmission. There is every likelihood that the Th1 response induced early during T. gondii infection will induce abortion early in pregnancy. In contrast, during the late stages of pregnancy, the strong Th2 bias and the diminished NK cell, macrophage, and CD8+ T-cell function may facilitate parasite survival and increase the likelihood of congenital transmission.
Plasmodium
The influence of sex- and pregnancy-associated hormones on the
incidence and severity of human Plasmodium infection has not been extensively studied. The incidence of infection appears to be
similar in males and females (150), although females have been reported to have higher mortality rates (71). The
influence of sex- and pregnancy-associated hormones is, however,
clearly evident during pregnancy. Plasmodium infection, most
notably Plasmodium falciparum, has been shown to have an
adverse effect on the outcome of pregnancy in humans. Congenital
transmission of Plasmodium is rare, in contrast to the
relatively high rate of congenital T. gondii
transmission (91). However, fetus loss and infant mortality due to low birth weight are frequent consequences of Plasmodium infection (85). The reason for this
is likely to be multifactorial and include the ability of the parasite
to bind to the placenta and the immunosuppressive effects of maternal cortisol produced during the later stages of pregnancy
(85). However, there is now evidence that infection with
P. falciparum during pregnancy induces a type 1 response in
the placenta, as opposed to the type 2 response found in normal
placentas (43). Specifically, malaria was found to elicit
IFN-
, IL-2, and TNF-
production while decreasing IL-10 production
in the placentas of malaria-infected individuals. However, a further
study that examined in vitro cytokine production by intervillous blood
mononuclear cells found that the ability of these cells to produce
IFN-
in response to malarial antigen was associated with a better
prognosis (90). The apparent contradictions between these
studies may reflect the different methods used in each study. Notably,
the latter study was performed in vitro and, as a consequence, in the
absence of hormones during antigen stimulation. The effects of
Plasmodium infection on pregnancy are also observed in
rodent models, where infection of pregnant mice with Plasmodium
berghei is associated with premature delivery, reduced fetus
weight, and slower growth (2).
Pregnant women are also at greater risk from malaria, with a higher incidence of infection and more severe disease manifestations, including mortality (71, 85). The increased susceptibility of pregnant women to malaria is more evident in primaparae than multiparae. A possible explanation for this may be the more pronounced reduction in placental and peripheral lymphocyte proliferative responses in primaparid compared with multiparid women. This difference may be due to greater levels of circulating corticosteroids in this group of women (109). Nonhormonal mechanisms may also account for the decreased susceptibility of multiparid women and include the presence of cytoadherence-blocking antibodies in this group of women (36a). These observations are again confirmed in murine models, as spleen cells from pregnant P. berghei-infected mice are less responsive to malarial antigens than those from nonpregnant mice, an effect that has again been attributed to steroid hormones (148).
While the influence of gender itself on the severity of malaria in humans remains a matter of contention, the impact is clearly evident in certain rodent models of disease. Following infection with Plasmodium chabaudi, female C57BL/10 mice self-eure, whereas male mice do not (16). The susceptibility of male mice is dependent on testosterone, as castration prior to infection makes male mice resistant, whereas testosterone administration to females impairs their ability to self-cure (16, 19). However, additional studies have demonstrated that estrogen can also cause immunosuppression and impair resistance in the same model (14). Furthermore, testosterone-induced susceptibility appears to be due to hormonal imprinting, as testosterone treatment of female mice for 3 weeks followed by 9 weeks without treatment, during which time testosterone falls to pretreatment levels, continues to make female mice susceptibile to challenge with P. chabaudi (19). Recently, a novel putative transmembrane protein (IAP30) which is induced on murine spleen cells during P. chabaudi infection in the presence of testosterone has been identified (75, 76). The importance of gender-influenced susceptibility to P. chabaudi is emphasized in experiments that demonstrate that the efficacy of vaccination against this parasite is as high as 90% in female mice but only 55% in males. Moreover, testosterone treatment of females before vaccination reduces the efficacy of vaccination to approximately 34% (154).
The mode of action of testosterone in this disease model appears not to be through classical androgen receptors, as androgen receptor antagonists were unable to prevent testosterone-induced susceptibility of female mice (16). Testosterone-induced susceptibility to P. chabaudi can be adoptively transferred by splenic T cells, which do not possess classical androgen receptors (13). In contrast, estrogen-induced immunosuppression cannot be transferred with spleen cells (15). T cells have recently been shown to have nonclassical but nonetheless functional testosterone receptors on their surface, providing a likely explanation for their implied modulation with testosterone (17). This type of receptor would appear not to be limited to T cells, as similar receptors have been identified on a murine macrophage cell line and their action was found to be dependent on ATP and G proteins (17).
Together, these results demonstrate a role for sex- and pregnancy-associated hormones in modulating resistance to Plasmodium infection and provide a possible explanation for the increased susceptibility of pregnant humans to malaria.
Leishmania
The leishmaniases comprise a group of diseases that display a wide range of clinical manifestations in humans, depending in part on the parasite species initiating infection and on various factors relating to the general health and genetic makeup of the host (reviewed in reference 5). Consequently, there are numerous observations demonstrating that age as well as gender can influence the course of infection with Leishmania spp. and that both male and female hormones can mediate sex-determined resistance and susceptibility to infection (reviewed in references 6 and 114). As studies on Leishmania have played a major role in defining the Th1-Th2 paradigm of resistance and susceptibility to intracellular infection, these observation are particularly intriguing, as they indicate that male and female sex hormones influence the Th1-Th2 balance.
The general consensus is that protective immunity against
Leishmania spp. is dependent on IL-12 from
macrophages or dendritic cells driving IFN-
production by
elements of both the innate (NK cell) and acquired (CD4+
Th1 cell) immune responses (reviewed in reference 5).
IFN-
mediates protection by upregulating macrophage
inducible nitric oxide synthase (NOS2) expression and NO production,
which is microbicidal for the parasite. Conversely, the immunological
pathways leading to nonhealing disease are less well understood and at
present the subject of some debate. While some studies suggest a
crucial role for the Th2 response and IL-4 in downregulating IFN-
production and activity, other studies suggest that it is the failure
to produce IL-12 and thus the inability to generate a Th1 response that
results in disease susceptibility. Nevertheless, whatever the specific
processes involved in developing a nonhealing Leishmania infection, the traditional observation that males develop stronger cell-mediated (Th1) responses than females while females develop stronger humoral (Th2) responses than males suggests that males would
be on the whole more resistant to infection with this organism. Indeed,
some experimental as well as some epidemiological studies have observed
more severe disease in females than males. Male B10/129 and DBA/2 mice
are more resistant than females to cutaneous infection with
Leishmania major (3, 51), while
Leishmania tropica infections have been shown to be more
persistent in the human female population (55). That sex
hormones may influence such gender-associated responses is well
documented (6, 88). Comparatively recent studies, for
example, have shown that pregnancy, which is associated with increased
estrogen, particularly increased progesterone levels, biases the
maternal immune response towards a Th2 type and increases the
susceptibility of female C57BL/6 mice to L. major
(73). Conversely, a Th1 response in these mice against
L. major increased implantation failure and fetal resorption (74). These studies emphasize not only that sex- and
pregnancy-associated hormones influence the course of parasitic
infection, but that parasitic infection can also have profound effects
on pregnancy.
Despite the number of examples quoted above in which females are found
to be more susceptible than males to infection with Leishmania spp., the incidence of visceral leishmaniasis,
whether caused by Leishmania donovani in humans (35,
63) or Leishmania infantum in dogs (156)
is higher in males than females. Similarly, male BALB/c and DBA/2 mice
are more susceptible to systemic infection with L. major
than females (88). In these studies, orchidectomy was
found to increase the resistance of males, while testosterone increased
the susceptibility of females. In addition, we have also demonstrated
that female DBA/2 mice are more resistant than males to cutaneous
infection with L. mexicana (3). Furthermore, gonadectomy and hormone transplant experiments (6) have
shown that this resistance is at least in part estrogen dependent and associated with the ability of females but not males to produce IFN-
and a Th1 response (Fig. 3) (3,
120, 121). Interestingly, a human study on L. mexicana has also shown a clear dichotomy in the responses of
males and females. Delayed-type hypersensitivity responses and thus
Th1-like responses were greater in females, while Th2-associated IgE
levels were greater in males (83). Of significance,
resolution of infection was more rapid in females. Nevertheless, these
observations certainly do not follow the general supposition that males
are capable of mounting stronger cell-mediated responses than females.
However, what may be significant is that while estrogen has been shown
to upregulate the expression of IFN-
mRNA and IFN-
production (54), testosterone has been shown to
downregulate T-cell production of this cytokine (7).
|
Resistance of female DBA/2 mice to L. mexicana has been
demonstrated to be under the control of a single gene, designated Scl-2 and mapped to a region on mouse chromosome 4. This
region shows homology with human 9p (115), for which Jak1
and Jak2 kinase are human candidates (22). These
observations are of particular interest, as IFN-
and IL-4 signaling
through Jak1 and Jak2 is an important factor in regulating the immune
response, including macrophage activation for the control of
intracellular parasites (93). The molecular basis
underlying the action of Scl-2 awaits clarification, and it
is also a particularly intriguing problem how the expression of the
resistance allele is influenced by the presence or absence of sex
hormones. A better understanding of these mechanisms would not only
clarify how various gender-dependent differences in the immune response
to Leishmania arise, but help predict likely disease
outcomes and the potential success of vaccination programs between the
sexes. A recent vaccine trial carried out over a 2-year period using a
vaccine comprising a combination of autoclaved L. major,
Mycobacterium bovis BCG, and alum has shown boys to be better
protected than girls of the same age (6 to 15 years of age at
initiation of vaccination) (89, 128). As the normal
incidence of cutaneous leishmaniasis in the trial region is comparable
between boys and girls (128), it is unlikely, as the
authors suggest, that gender-dependent social behavior influences the
success of the vaccine. What may be more significant is that the
causative agent of the vast majority of the infections in the
region is L. tropica (128), which has been
shown to be more persistent in females (55). This suggests
an underlying greater susceptibility in this sex, and consequently,
successfully vaccinating females could prove more difficult than males.
CONCLUSIONS
|
|
|---|
Given the reported importance of sex- and pregnancy-associated hormones in influencing the outcome of infectious disease as well as autoimmunity and malignancies, this is an area of research that is likely to grow. Undoubtedly the currently available sex hormone receptor-deficient mice (98) will prove invaluable tools in not only promoting such studies, but also elucidating and characterizing some of the networks linking the hormonal to the immune response. Current developments in molecular biology will shortly provide tissue-specific mutants that will allow specific hormonal effects to be examined in individual cell populations free of other pleiotrophic hormonal activities. On a more immediate practical note, it is evident that successful vaccination can vary with age and sex, and careful consideration should be given to these factors when designing and operating the most effective vaccine program for a particular disease.
ACKNOWLEDGMENTS
|
|
|---|
W.W. is a Wellcome Trust Temporary Lecturer. J.A. is currently on Wellcome Trust-sponsored research leave.
FOOTNOTES
* Corresponding author. Mailing address: Department of Immunology, Strathclyde Institute of Biomedical Sciences, University of Strathclyde, 27 Taylor St., Glasgow G4 ONR, Scotland, United Kingdom. Phone and fax: 011 (0)141 458 4823. E-mail: c.w.roberts{at}strath.ac.uk.
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