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Clinical Microbiology Reviews, January 2002, p. 125-144, Vol. 15, No. 1
0893-8512/02/$04.00+0 DOI: 10.1128/CMR.15.1.125-144.2002
Copyright © 2002, American Society for Microbiology. All Rights Reserved.
Moraxella catarrhalis: from Emerging to Established Pathogen
Cees M. Verduin,1* Cees Hol,2 André Fleer,3 Hans van Dijk,3 and Alex van Belkum1
Department of Medical Microbiology & Infectious Diseases, Erasmus University Medical Center Rotterdam EMCR, 3015 GD Rotterdam,1
Department of Medical Microbiology, Eemland Hospital, 3800 BM Amersfoort,2
Eijkman-Winkler Institute for Microbiology, Infectious Diseases and Inflammation, Utrecht University Medical Center, University Hospital G04.614, 3508 GA Utrecht, The Netherlands3

SUMMARY
Moraxella catarrhalis (formerly known as Branhamella catarrhalis)
has emerged as a significant bacterial pathogen of humans over
the past two decades. During this period, microbiological and
molecular diagnostic techniques have been developed and improved
for M. catarrhalis, allowing the adequate determination and
taxonomic positioning of this pathogen. Over the same period,
studies have revealed its involvement in respiratory (e.g.,
sinusitis, otitis media, bronchitis, and pneumonia) and ocular
infections in children and in laryngitis, bronchitis, and pneumonia
in adults. The development of (molecular) epidemiological tools
has enabled the national and international distribution of M.
catarrhalis strains to be established, and has allowed the monitoring
of nosocomial infections and the dynamics of carriage. Indeed,
such monitoring has revealed an increasing number of B-lactamase-positive
M. catarrhalis isolates (now well above 90%), underscoring the
pathogenic potential of this organism. Although a number of
putative M. catarrhalis virulence factors have been identified
and described in detail, their relationship to actual bacterial
adhesion, invasion, complement resistance, etc. (and ultimately
their role in infection and immunity), has been established
in a only few cases. In the past 10 years, various animal models
for the study of M. catarrhalis pathogenicity have been described,
although not all of these models are equally suitable for the
study of human infection. Techniques involving the molecular
manipulation of M. catarrhalis genes and antigens are also advancing
our knowledge of the host response to and pathogenesis of this
bacterial species in humans, as well as providing insights into
possible vaccine candidates. This review aims to outline our
current knowledge of M. catarrhalis, an organism that has evolved
from an emerging to a well-established human pathogen.

INTRODUCTION
Moraxella (
Branhamella)
catarrhalis, formerly called
Neisseria catarrhalis or
Micrococcus catarrhalis, is a gram-negative,
aerobic diplococcus frequently found as a commensal of the upper
respiratory tract (
124,
126; G. Ninane, J. Joly, P. Piot, and
M. Kraytman, Letter, Lancet
ii:149, 1997). Over the last 20
to 30 years, the bacterium has emerged as a genuine pathogen
and is now considered an important cause of upper respiratory
tract infections in otherwise healthy children and elderly people
(
48,
108,
132,
168). Moreover,
M. catarrhalis is an important
cause of lower respiratory tract infections, particularly in
adults with chronic obstructive pulmonary disease (COPD) (
48,
108,
168). In immunocompromized hosts, the bacterium can cause
a variety of severe infections including pneumonia, endocarditis,
septicemia, and meningitis (
48,
63,
72). In addition, hospital
outbreaks of respiratory disease due to
M. catarrhalis have
been described (
188,
200), now establishing the bacterium as
a nosocomial pathogen. Because
M. catarrhalis has long been
considered a harmless commensal (
48,
124,
126), relatively little
is known about its pathogenic characteristics and virulence
factors, although developments in this field of research have
accelerated over the past 5 years.
The emergence of M. catarrhalis as a pathogen in the last decade, together with the increasing prevalence of ß-lactamase-producing strains, has renewed interest in this bacterial species. In this review, we will summarize important features of this organism, focusing on microbial epidemiology, virulence, immunity, and clinical and molecular-pathogenic aspects of infections caused by this organism.

TAXONOMY
In the past,
M. catarrhalis was considered a nonpathogenic member
of the resident flora of the nasopharynx. It was one of the
species belonging to the so-called nongonococcal, nonmeningococcal
neisseriae, considered to be members of the normal flora. The
name of the species has caused considerable confusion. The bacterium
was first described in 1896 (
98) and was called
Micrococcus catarrhalis. Later it was renamed
Neisseria catarrhalis. In
1963, Berger showed that the original genus
Micrococcus catarrhalis actually contained two distinct species,
Neisseria cinerea and
N. catarrhalis (
16). These species could be separated based
on the results of nitrate and nitrite reduction and tributyrin
conversion testing. Because of the wide phylogenetic separation
between
N. catarrhalis and the so-called "true"
Neisseria species,
observed by a variety of a methods, the bacterium was moved
to the new genus
Branhamella in honour of Sara E. Branham (
49).
In 1984,
B. catarrhalis was reassigned to the genus
Moraxella as
Moraxella (
Branhamella)
catarrhalis (
34). This genus now
contains both coccoid and rod-shaped bacteria, which are genetically
related. The position of
M. catarrhalis in the prokaryotic kingdom
is shown in Fig.
1. DNA sequencing has substantiated the validity
of the current taxonomic classification (
84,
191). Many scientists
preferred the name
Branhamella catarrhalis, and in several recent
publications this name is primarily used. As a means of resolving
this semantic problem, Catlin (
47) has proposed the formation
of a new family,
Branhamaceae, to accommodate the genera
Moraxella and
Branhamella. However, comparison of 16S rDNA sequences of
Moraxella spp. and these from bacterial species in related genera
has demonstrated the close relation of
M. catarrhalis to
M. lacunata subsp.
lacunata and to a "false"
Neisseria species,
N. ovis. In addition,
M. catarrhalis appears to be more closely
related to
Acinetobacter spp. than to
Neisseria spp. (
84). On
the basis of these results, the latter authors conclude that
there is no rationale for a separate
Branhamella genus. Consequently,
M. catarrhalis is the currently preferred name for this bacterial
species.

ISOLATION AND IDENTIFICATION
Isolation of
M. catarrhalis from clinical specimes, e.g., sputum,
can be complicated by the presence of nonpathogenic neisseriae.
Selective agar media have been used to isolate
M. catarrhalis with some success. For example, acetazolamide, which reduces
the growth of
Neisseria species when used under aerobic conditions,
and the antimicrobial components vancomycin, trimethoprim, and
amphotericin B may be included in an agar medium to inhibit
the growth of the normal flora (
71,
227).
Over the years, the following criteria have been used to unambiguously distinguish M. catarrhalis from other bacterial species: Gram stain; colony morphology; lack of pigmentation of the colony on blood agar; oxidase production; DNase production; failure to produce acid from glucose, maltose, sucrose, lactose, and fructose; growth at 22°C on nutrient agar; failure to grow on modified Thayer-Martin medium; and, finally, reduction of nitrate and nitrite (76, 214). However, it has been shown that growth at 22°C and failure to grow on modified Thayer-Martin medium are not reliable parameters for the correct identification of M. catarrhalis (76). Also, Jönsson et al. (128) showed that colony morphology, Gram stain, and oxidase production were an insufficient group of characteristics to permit correct and final identification of M. catarrhalis in cultures derived from sputum samples. It should be noted, however, that the Gram stain still plays a crucial role both in the isolation of the bacterium from clinical material (e.g., sputum) and in its subsequent identification. In typical Gram stains, M. catarrhalis presents itself as a gram-negative diplococcus with flattened abutting sides. The bacterium has a tendency to resist destaining. Colonies on blood agar are nonhemolytic, round, opaque, convex, and greyish white. The colony remains intact when pushed across the surface of the agar. The bacteria are oxidase positive, but additional tests are needed for routine identification. Positive reactions for DNase production, reduction of nitrate and nitrite, and tributyrin hydrolysis are valuable differentiating characteristics (48, 214, 217). According to Catlin (48), the identity of M. catarrhalis is best confirmed by positive reactions in at least three of these differentiating tests, since none of them is 100% sensitive or specific by itself.
Modern DNA technology has opened new avenues for the detection of M. catarrhalis in clinical materials (e.g., middle ear effusion) without the need for bacterial culture. In particular, PCR tests for M. catarrhalis have been both designed and used for clinical purposes, with direct detection of M. catarrhalis DNA by PCR being concordant with culture and endotoxin detection. However, DNA assays yield significantly more positive results than does culture when, for instance, middle ear effusions are analyzed, which suggests superior sensitivity of the DNA amplification assays (70). The clinical relevance of PCR has been validated extensively in the chinchilla model for otitis media. This animal model was instrumental in demonstrating the quick and effective effusion-mediated clearance of DNA and dead M. catarrhalis bacteria from the middle ear cleft, implying that in this case a positive PCR result was indicative of the presence of viable bacteria (193). Moreover, PCR has also been reliably used for the detection of mixed infections in the same experimental-infection model (11), thereby substantiating the applicability of multiplex PCR approaches for the detection of mixed bacterial infections, e.g., with M. catarrhalis, Haemophilus influenzae, and Streptococcus pneumoniae in a single amplification assay. This approach has even been successful for culture-negative effusion (194). Recently, clinical evaluation of a multiplex PCR specific for the above three pathogens plus Alloiococcus otitidis demonstrated that reliable DNA amplification-based diagnostics of middle ear effusions can be performed in a single working day (113). Furthermore, the sensitivity of the PCR tests corresponds to six or seven genome equivalents, making PCR an unrivaled diagnostic assay (195). However, it has to be emphasized that the technical demands of PCR are still beyond the capacities of many routine microbiology laboratories, although improvements in robotics and other forms of laboratory automation are fast bridging the current gap between theory and practice.

EPIDEMIOLOGY
For several reasons, epidemiological studies of
M. catarrhalis are difficult. Practical typing systems have become available
only recently, and the lack of reliable serological tests is
at least partly to blame for this problem. Moreover, the clinical
interest in
M. catarrhalis is only relatively recent, and many
laboratories did not report
M. catarrhalis as a pathogen, especially
when a well-recognized pathogen (e.g.,
S. pneumoniae or
H. influenzae)
was present as well. In addition, as mentioned above, the isolation
of
M. catarrhalis from sputa is complicated by the presence
of nonpathogenic neisseriae. Thus, the use of selective agar
media could be advantageous (
71,
227).
Conventional and Molecular Typing Systems
Several phenotyping strategies have been described for epidemiological
typing of
M. catarrhalis, although none of these has been accepted
internationally. Serological typing of lipopolysaccharide (LPS)
(
230), isoelectric focusing of ß-lactamase proteins
(
179), and electrophoretic profiling of outer membrane proteins
(
13) have been described but have never been used in large-scale
studies. Besides these and some other regularly employed phenotyping
procedures (
66,
190), other methods based on nucleic acid polymorphism
have become available more recently. Comparison of restriction
endonuclease analysis with phenotyping (
57) has indicated that
restriction endonuclease analysis of genomic DNA can be used
successfully for delineation of disease outbreaks (
134,
188).
Also, macrorestriction enzymes and pulsed-field gel electrophoresis
have been used to shed light on matters of epidemiological concern
(
237,
254). An example of the use of PFGE to document patient-to-patient
transmission is shown in Fig.
2. The use of strain-specific
DNA probes has also been documented (
14,
243). Recent studies
identified amplified fragment length polymorphism analysis and
automated ribotyping as useful typing procedures (
32,
235).
Moreover, when these two strategies were used, complement-resistant
strains of
M. catarrhalis were found to form a distinct clonal
lineage within the species (Fig.
3) (
32,
235). These observations
are in agreement with earlier studies identifying
M. catarrhalis as a genetically heterogeneous species from which successful
clones occasionally proliferate (
85). Expansion of such competitive
types has also been documented during distinct periods and in
particular geographic regions (
157). Frequent horizontal gene
transfer seems possible (
31,
150), and in relation to the observations
made for complement resistance, it may be postulated that other
phenotypic traits could be acquired through cross-species gene
acquisition. For instance, Bootsma et al. (
31) demonstrated
that the barrier between
M. catarrhalis and gram-positive microorganisms
may be occasionally crossed by antimicrobial resistance genes.
Carriage
The
M. catarrhalis carriage rate in children is high (up to
75%) (
89,
230,
231). In contrast, the carriage rate of
M. catarrhalis in healthy adults is very low (about 1 to 3%) (
69; T. Ejlartsen,
Letter, Eur. J. Clin. Microbiol. Infect. Dis.,
10:89, 1991).
This inverse relationship between age and colonization has been
known since 1907 (
9) and is still present today (
81; C. Hol,
C. M. Verduin, E. van Dijke, J. Verhoef, and H. van Dijk, Letter,
Lancet
341:1281, 1993). At present, there is no good explanation
for the difference in rates of colonization between children
and adults; one explanation may be the age-dependent development
of secretory immunoglobulin A (IgA). Remarkably, IgG antibody
levels do not correlate with the state of colonization or with
lower respiratory tract infection with
M. catarrhalis in children
(
82). Interestingly, nasopharyngeal carriage rates are significantly
higher in winter and autumn than in spring and summer (
230).
Monthly or bimonthly sampling of the nasopharynges of children (n = 120) by Faden et al. (89) revealed the presence of M. catarrhalis in 77.5% of subjects at least once during the first 2 years of life. Furthermore, these authors showed a clear relationship between the frequency of colonization and the development of otitis media. A small Japanese study revealed that colonization in children attending a day care center is highly dynamic (254). Although clusters of genotypes could be discerned and seemed to persist for periods of 2 to 6 weeks, frequent changes in the nature of individual colonizing strains of M. catarrhalis were observed. Of note, rates of isolation of M. catarrhalis are much higher in fall and winter than in spring and summer. This seasonal difference in isolation is less pronounced with S. pneumoniae or H. influenzae (230) but is quite common in viral infections.
Other authors have described a relationship between the frequency of colonization and the occurrence of upper respiratory infection (40, 196, 230, 231). Klingman et al. (139) investigated the colonization of the respiratory tract of patients with bronchiectasis. A subset of these patients was repeatedly colonized with different M. catarrhalis strains. The patients were colonized with the same strain for an average of 2.3 months as determined by restriction fragment length polymorphism patterns, and colonization with a new strain did not correlate with changes in clinical status. Although not studied in detail, there are indications that adults with chronic lung disease are colonized at a higher rate than are healthy adults (169).

DISEASES IN CHILDHOOD
M. catarrhalis is now considered an important pathogen in respiratory
tract infections, both in children and in adults with underlying
COPD. Occasionally, the bacterium causes systemic disease, e.g.,
meningitis and sepsis (
2,
48,
59,
75). Bacteremia due to
M. catarrhalis should be considered especially in febrile children
with an underlying immune dysfunction and an upper respiratory
tract infection (
2). In addition,
M. catarrhalis may be the
single cause of sinusitis, otitis media, tracheitis, bronchitis,
pneumonia, and, less commonly, ocular infections in children.
In children, nasopharyngeal colonization often precedes the
development of
M. catarrhalis-mediated disease (
89). Below we
summarize the clinical features of childhood disease.
Sinusitis
Sinus development is a process that may take up to 20 years,
although the ethmoid and maxillary sinuses are already present
at birth; the development of sphenoid and frontal sinuses starts
in the first few years of life (
55). Sinusitis is a very common
infection in early childhood, accounting for about 5 to 10%
of upper respiratory tract infections (
239,
240; E. R. Wald,
Editorial, Pediatr. Ann.
27:787788, 1998). It is often
underdiagnosed in children because the symptoms are nonspecific.
In addition, physical examination and radiology are of little
value in young children, and an etiologic diagnosis requires
culturing an aspirate of sinus secretions (
28). In acute sinusitis
(where symptoms are present for 10 to 30 days) and subacute
disease (30 to 120 days),
S. pneumoniae,
H. influenzae, and
M. catarrhalis are the most frequently isolated bacterial pathogens
(
27,
28,
46,
239,
240; Wald, Editorial).
S. pneumoniae is found
in 30 to 40% of patients, while
H. influenzae and
M. catarrhalis each account for approximately 20% of cases. Interestingly,
in children with asthma, the same distribution of bacterial
pathogens is found (
238), although Goldenhersch et al. (
103)
isolated
M. catarrhalis as the predominant pathogen in subacute
or chronic sinusitis (symptoms present for more than 30 days)
in children with respiratory allergy. It has been suggested
that there is a possible underestimation of isolation rates
for
M. catarrhalis, since the bacterium stops growing in environments
with reduced oxygen concentrations, a condition frequently present
during sinusitis and otitis media (
39,
204). This would indicate
an even greater role for
M. catarrhalis in the etiology of these
infectious diseases.
Otitis Media
Acute otitis media (AOM) is a very frequent infection in children:
before the age of 1 year, around 50% of children have experienced
at least one period of AOM. This proportion rises to 70% at
the age of 3 years (
136,
222; M. L. Kabongo, Letter, Am. Fam.
Physician
40:34, 39, 1989). Undoubtedly, it is the most serious
and frequent infection caused by
M. catarrhalis in children,
and as such
M. catarrhalis causes tremendous morbidity and requires
the widespread use of antibiotics (
20,
58,
88,
89,
97,
136,
137,
230). While not frequently encountered as a pathogen,
M. catarrhalis has been recognized as a specific pathogen in AOM
for nearly 70 years (
109). Since 1980, a marked increase has
been reported in the isolation of
M. catarrhalis from middle-ear
exudates (
26,
141,
155,
213). This increase in
M. catarrhalis isolation to approximately 15 to 20% (
187) has been accompanied
by the appearance of ß-lactamase-producing strains,
which now account for approximately 90 to 95% of isolates. However,
the exact magnitude of this apparent increase in isolation rates
may not have been adequately measured yet (
155), since tympanocentesis
and culture of middle ear fluid are not performed routinely.
Patel et al. (
187) cultured the middle ear fluids of 99 children
with AOM and isolated
S. pneumoniae, nontypeable
H. influenzae,
and
M. catarrhalis from 39, 30, and 25% of subjects, respectively.
Again, the isolation rates for
M. catarrhalis might be an underestimation,
given the relatively anaerobic environment of the middle ear
during infection (
8). In a study using PCR,
M. catarrhalis DNA
was detected in 46.4% of pediatric chronic middle ear effusion
specimens (
n = 97), compared to 54.6% for
H. influenzae DNA
and 29.9% for
S. pneumoniae DNA (
194). A large percentage (48%)
of specimens was PCR positive and culture negative, whereas
all culture-positive specimens were also PCR positive. It is
very unlikely that the PCR-positive yet culture-negative specimens
reflect the persistence of DNA from old infections (
10,
193,
194). The severity of symptoms and numbers of bacteria in middle
ear fluid appear to be lower for
M. catarrhalis than for
S. pneumoniae or
H. influenzae (
87).
Lower Respiratory Tract Infections
Although lower respiratory tract infections in children are
a common cause of morbidity and even mortality among children
worldwide, obtaining a microbiological diagnosis is notoriously
difficult. Most studies use combinations of serological and
conventional microbiological (e.g., culture- or PCR-based) methods.
Many of these methods have only been used within a research
setting and are not always reliable or readily available to
clinicians. As a consequence, data concerning the role of
M. catarrhalis in lower respiratory tract infections are not conclusive.
Lower respiratory tract infections due to
M. catarrhalis appear
to be relatively rare during childhood, with most infections
occurring in children below the age of 1 year (
35). Korppi et
al. (
140) have investigated the seroconversion to
M. catarrhalis in patients who were hospitalized with middle (laryngitis, tracheitis,
bronchitis) and lower respiratory tract infections. They found
seroconversion in only 4 (5%) of 76 children who had
M. catarrhalis-positive
nasopharyngeal aspirate cultures compared to 4 (1%) of 373 children
who had negative cultures. According to their results,
M. catarrhalis is not a likely cause of these infections in children. However,
in contrast to these findings, several other studies have indeed
implicated
M. catarrhalis in lower respiratory tract infections
in children. First,
M. catarrhalis has been isolated in pure
culture from secretions obtained by tracheal aspiration in neonates,
infants, and children with pneumonia (
15,
21,
107,
155). Underlying
bronchopulmonary dysplasia has been suggested as a predisposing
factor in these cases (
15,
60). Second, in a prospective study
combining microbiological and clinical criteria,
M. catarrhalis was identified as a significant respiratory pathogen in children
(
35). Third, both local and systemic antibody responses to
M. catarrhalis infection have been documented in several studies
(
25,
51,
90,
91,
101,
102). Pneumonia in children can be complicated
by bacteremia with
M. catarrhalis (
59,
123,
224). For example,
Ioannidis et al. (
123) have presented data on 58 cases of
M. cattarhalis bacteremia, including cases in 28 children younger
than 12 years. Most patients (ca. 70%) had an underlying disease
(malignancy and/or neutropenia, underlying respiratory tract
disorder), and an associated respiratory tract infection was
identified in half of the patients. In children with bacteremia,
skin lesions such as purpuric and petechial rash were frequent.
Of 58 patients, 12 died (21%), including 4 of 5 patients with
endocarditis and 4 of 7 patients who did not receive therapy.
In conclusion, although the current literature does not provide
a definite answer, the available data suggest that
M. catarrhalis can be involved in lower respiratory tract infections in children.
Other Infections
M. catarrhalis has been implicated as a cause of bacterial tracheitis
in childhood (
23,
36,
86,
155; V. K. Wong and W. H. Mason, Letter,
Pediatr. Infect. Dis. J.
6:945946, 1987), for which preceding
viral infection has been considered a significant predisposing
factor (Wong and Mason, Letter). In addition, a role for this
microorganism has been suggested in conjunctivitis and keratitis
(
152,
155), although reports on ocular infections have been
rare (
1,
152,
247; R. L. Bergren, W. S. Tasman, R. T. Wallace,
and L. J. Katz, Letter, Arch. Ophthalmol.
111:11691170,
1993). Finally, one case of fatal meningitis due to
M. catarrhalis has been reported (
63).

INFECTIONS IN ADULTS
M. catarrhalis has been associated with a variety of clinical
syndromes in adults; the most frequent are discussed in more
detail below. It has to be emphasized, however, that
M. catarrhalis can also manifest itself as a pathogen in the nosocomial setting.
A rare but very serious and frequently lethal infection with
M. catarrhalis appears to be endocarditis (
123,
180,
219).
Laryngitis
M. catarrhalis is the most common bacterial species isolated
from adult patients with laryngitis. Schalén et al. (
209,
210) found that of 40 adults with this disease, 22 were infected
by
M. catarrhalis (55%), compared to 0 of 40 healthy adults.
Even so, the exact role of
M. catarrhalis, either as an innocent
bystander or as a causal microorganism in the pathogenesis of
adult laryngitis, is not fully understood.
Bronchitis and Pneumonia
M. catarrhalis is not a common cause of lower respiratory tract
infections in healthy adults. However, the bacterium causes
pulmonary infections in three separate clinical settings (
169):
(i) in COPD patients, (ii) pneumonia in the elderly, and (iii)
as a nosocomial respiratory tract pathogen.
M. catarrhalis is a common cause of exacerbations in COPD (35, 43, 64, 83, 108, 160, 165, 178, 182, 192, 208). In COPD and otitis media, only S. pneumoniae and nontypeable H. influenzae are isolated more often than M. catarrhalis, yet the frequency of isolation of M. catarrhalis from sputa has risen during the past 10 to 15 years (35, 64, 160). This rise cannot be ascribed only to an increased awareness in the laboratory (64). One study has shown M. catarrhalis to be the single most isolated pathogen in COPD (218). Sarubbi et al. (208) reviewed all respiratory tract cultures (n = 16,627) performed over a period of 42 months and identified M. catarrhalis in 2.7% (n = 457) of these cultures. In this study, M. catarrhalis was found to be the second most commonly isolated respiratory tract pathogen after nontypeable H. influenzae but ranking before S. pneumoniae. In addition, these and many other authors (62, 64, 69, 192, 208, 251, 252) demonstrated striking seasonality, with winter and spring being the periods with the greatest incidence of M. catarrhalis isolation. This pattern is not found with S. pneumoniae or H. influenzae (64, 69). Preceding viral respiratory tract infection caused by respiratory syncytial virus, for example, could be a factor in the seasonal variations which have been observed with M. catarrhalis infections, although this hypothesis remains untested (69, 229).
The typical clinical picture of an M. catarrhalis respiratory infection is that of tracheobronchitis, presenting with cough and production of purulent sputum. Pneumonia caused by M. catarrhalis tends to be a relatively mild disease. It differs from bronchitis by the presence of mostly lower-lobe infiltrates on chest X rays (108, 182, 218, 252). High fever, pleuritic pain, and toxic states are uncommon, as are empyema and bacteremia (108, 182, 192, 218, 252). Collazos et al. (59) reviewed 15 cases of bacteremic pneumonia due to M. catarrhalis that had been reported in the literature. These cases (nine in adults and six in children) were similar in both characteristics and clinical symptoms to those described for patients with bronchitis or pneumonia without bacteremia. The mortality rate for these bacteremic cases was 13.3%. An even larger review by Ioannidis et al. in 1995 (123) described the clinical spectrum of M. catarrhalis bacteremia in 58 patients. Predisposing factors were present in more than 70% of the patients and included neutropenia, malignancy, and respiratory impairment, either alone or in combination. In this study, maculopapular rash appeared to be a relatively rare symptom and was most frequently seen in patients with neutropenia. Mortality was high (29%) among patients with underlying respiratory disease, and the infection was more severe when the patient was coinfected with other respiratory tract pathogens. The overall mortality related to respiratory infection appears to be relatively low (around 10% [12, 108, 252]). Even so, M. catarrhalis pneumonia often occurs in patients with end-stage pulmonary or malignant disease, and the short-term mortality in some patient categories is as high as 45% (252). Most patients are elderly (older than 65 years), and 90 to 95% of patients have underlying cardiopulmonary disease (12, 108, 252), with COPD being present in the majority of cases. Many patients appear to be malnourished (252). A large percentage (>70%) are smokers or exsmokers (69). Men appear to be at greater risk than women, although this observation could be confounded by, for instance, smoking habits (12, 59, 69, 108, 182).
Research into the colonization and infection of bronchiectasis patients with M. catarrhalis over time has indicated that a subset of patients (around 20%) appeared to be chronically colonized with M. catarrhalis, sometimes consecutively with four different strains. A causal relation between isolation of the bacterium and exacerbations could not be proven, although its presence in a large proportion of patients suggests a causal role (139).
An additional organism can also be isolated from about 40 to 50% of sputum cultures; in most cases, S. pneumoniae or H. influenzae are isolated (12, 108, 182, 192). For several reasons, it is important to define the role of M. catarrhalis in these mixed infections, particularly with respect to the adequate management of patients and specific antibiotic therapy. In a mixed infection with S. pneumoniae, for example, should treatment for M. catarrhalis be considered at all, or can antibiotic treatment be targeted at the pneumococcus alone?
Nosocomial Infections
That nosocomial infections could be caused by
M. catarrhalis has been suggested by several investigators (
15,
19,
35,
60,
67,
107,
108,
188,
200). In the past it has been difficult to
confirm the spread of the organism among hospitalized patients,
because of the lack of a reliable typing system. Furthermore,
because of the mildness of the disease, nosocomial spread can
be overlooked or simply disregarded. Patterson et al. (
188)
used restriction endonuclease analysis to confirm an outbreak
in a hospital unit. Strains from five patients and two staff
members yielded identical genotype patterns when this technique
was used. During the investigation of another putative outbreak,
immunoblotting with normal human serum was combined with restriction
endonuclease analysis to type
M. catarrhalis strains. Six
M. catarrhalis isolates from a cluster of infections involving
five patients in a respiratory unit were shown to be identical
to each other and different from other, unrelated strains from
the same institution (
200). Both methods provided good discrimination
between strains, but they were not always in complete agreement
(
166,
200). Thus, the use of more than one typing technique
was recommended. Another useful option would be restriction
endonuclease analysis with several enzymes rather than just
one. Clear vehicles of bacterial dissemination have not yet
been identified in the clinical setting. However, Ikram et al.
(
122) found the nosocomial spread of
M. catarrhalis to be common,
especially in respiratory wards. They also showed that considerable
contamination of the environment with
M. catarrhalis may occur,
implying a possible aerosol-mediated mode of dissemination.
Thus, important questions remain to be answered with regard
to the nosocomial spread of
M. catarrhalis, including the identification
of the reservoir of infection and the mode(s) of transmission.
Person-to-person transmission (
122,
161,
188,
200) and spread
from environmental sources (
44,
122) have been implicated in
nosocomial transmission on the basis of circumstantial evidence;
of possible significance is the observation that the bacterium
is able to survive in expectorated sputum for at least 3 weeks
(
44). Nursery schools are sites where frequent exchanges of
strains may occur (
254). Preliminary data do reveal that this
may indeed be important in the epidemiology of
M. catarrhalis carriage (unpublished observations).

ANTIMICROBIAL SUSCEPTIBILITY
Apart from its almost universal ß-lactamase-mediated
resistance to penicillins and its inherent resistance to trimethoprim,
M. catarrhalis remains universally sensitive to most antibiotics
used in the treatment of respiratory infections (
18,
119,
159).
A recent large international study, the Alexander Project 19961997,
revealed that 100% of isolates were susceptible to amoxicillin-clavulanic
acid, cefixime, chloramphenicol, ciprofloxacin, and ofloxacin
(
92). For some antibiotics (cefaclor, ceftriaxone, and doxycyclin)
a small increase (<0.5%) in the incidence of resistant strains
was noted over the years. The clinical relevance of this increase
is still unknown. Of note, strains that produce ß-lactamase
are expected to be resistant to penicillin, ampicillin, amoxicillin,
and piperacillin (
18,
33,
99,
130).
ß-Lactamase Production
Before 1970, no
M. catarrhalis isolate was observed to produce
ß-lactamase (
48,
245); the first ß-lactamase-positive
strain was isolated in 1976 (
245). By 1980, however, 75% of
M. catarrhalis isolates from the United States produced ß-lactamase
(
244). By 1990, about 80% of respiratory
M. catarrhalis isolates
from the United States (
130) and over 90% of isolates from England
and Scotland were positive for ß-lactamase (
99). Recent
studies from Australia, Europe and the United States all noted
ß-lactamase production in over 90% of isolates (
74,
95,
154,
223,
231,
242,
251). Walker et al. (
242) investigated
trends in antibiotic resistance of
M. catarrhalis isolates (
n = 375) in a single hospital over a 10-year period (1984 to 1994).
During this period, the number of isolates showing ß-lactamase
production increased from 30 to 96%. Moreover, a trend toward
reduced susceptibility to four ß-lactam antibiotics,
penicillin G, ceftriaxone, amoxicillin-clavulanic acid, and
imipenem, but not cefamandole, was observed (although this was
not clinically relevant). For of penicillin and ceftriaxone,
this trend was due to an increased frequency of ß-lactamase-positive
isolates. However, the increase in the MIC of amoxicillin-clavulanic
acid and imipenem was not due to the increased frequency of
ß-lactamase-positive strains but occurred mainly within
the group of ß-lactamase-positive strains. These observations
indicate either (i) a selection for more efficient ß-lactamases,
(ii) a more efficient production of a ß-lactamase,
or (iii) selection for additional resistance determinants. Given
the high percentage of strains that produce ß-lactamase
and despite the fact that successful amoxicillin treatment of
patients infected with ß-lactamase-positive
M. catarrhalis has been reported, clinicians should assume that all isolates
of
M. catarrhalis are resistant to amoxicillin, ampicillin,
piperacillin, and penicillin (
73,
147).
In M. catarrhalis two types of ß-lactamases can be found that are phenotypically identical: the BRO-1 and BRO-2 types. Both are membrane associated, and they differ by only a single amino acid. The enzymes are encoded by chromosomal genes, and these genes can be relatively easily transferred from cell to cell by conjugation (159, 245). Fortunately, both enzymes are readily inactivated by ß-lactamase inhibitors, and all isolates are still susceptible to amoxicillin in combination with clavulanic acid (119, 159). BRO-1 is associated with higher MICs than is BRO-2; the difference is attributed to the production of more enzyme as a consequence of the higher transcriptional activity of the BRO-1 gene. BRO-1 is the most common enzyme and is present in ca. 90% of ß-lactamase-positive strains (159, 245). Recent studies have shown that the ß-lactamase of M. catarrhalis is lipidated, suggesting a gram-positive origin. M. catarrhalis is the first gram-negative bacterial species possessing such a lipidated BRO-type ß-lactamase (31). This adds to the complexity of the dissemination of antibiotic resistance traits among M. catarrhalis strains in the sense that there seems to be a possibility for the acquisition of genes even from the gram-positive gene pool. The G+C content of the BRO genes provides additional proof of their non-Moraxella origin and suggests a recent acquisition event. The lack of a genetic barrier between gram-negative and -positive bacterial species is a reason for clinical concern, and additional research on the mechanism of DNA uptake by M. catarrhalis is certainly warranted.
ß-Lactamase from M. catarrhalis not only protects the bacteria producing the enzyme but also is thought to inactivate penicillin therapy of concomitant infections by serious airway pathogens such as S. pneumoniae and/or nontypeable H. influenzae (37, 38, 42, 115). This phenomenon is referred to as the indirect pathogenicity of M. catarrhalis. Indeed, in such circumstances, treatment failures have been reported (187, 230), demonstrating the importance of reporting not only pure but also mixed cultures positive for M. catarrhalis (246).

CELL WALL STRUCTURES
Lipooligosaccharides
Lipooligosaccharide (LOS) is an important virulence factor of
gram-negative bacteria.
M. catarrhalis LOS appears to be semirough,
meaning that it contains only one repeating O antigen at best
(
96,
118). In addition, it appears to be more antigenically
conserved among strains than does the LOS of other gram-negative
bacteria (
171). This suggests that it will probably not serve
as a useful basis for a typing system (
71). Even so, Vaneechoutte
et al. were able to distinguish three LOS types, A, B, and C,
by enzyme-linked immunosorbent assay; these types accounted
for more that 95% of all strains. Type A represents the great
majority of strains (61%), with types B and C containing more
limited numbers of strains (29 and 5%, respectively); 5% of
strains remain unidentified (
228). The various types can be
discriminated by biophysical differences imposed by the presence
of serotype-specific LOS structures (Fig.
4) (
79,
118). There
is a common polysaccharide inner core in serotypes A, B, and
C, which can, at least in part, explain the existing cross-reactivity
between the serotypes. The antigenic specificities of the three
serotypes are caused by differences in terminal sugars of one
of the branches (
118). Moreover, a structural overlap was documented
with the LPS moieties from species of the
Neisseria and
Haemophilus groups. The LOS of serotype B and C contain oligosaccharide
chains of variable length. This could be due to phase-variable
expression of the biosynthetic genes, as suggested by the presence
of tandem repeats (
189). Another explanation offered is that
variations in the activity of enzymes involved in cell wall
assembly (influenced by environmental factors or growth rate,
for example) result in a different oligosaccharide (
118). LOS
is also present in culture supernatants of
M. catarrhalis as
a part of subcellular elements called blebs. These small vesicles
may facilitate the distribution of LOS in the host environment.
Whether these structures serve some physiological function is
currently unknown. LOS serotype A, once adequately detoxified,
can be used as a vaccine when conjugated to a protein carrier
(
120). Increases in the levels of anti-LOS IgG are observed
on immunization. The increased levels of antibodies enhanced
clearance of bacteria from the lungs of mice after an aerosol-mediated
M. catarrhalis infection. Detoxified
M. catarrhalis LOS conjugated
to the high-molecular-weight (HMW) surface protein of nontypeable
H. influenzae provides a potentially very interesting bivalent
vaccine (see also below).
Peptidoglycan
Regarding the peptidoglycan, the studies by Keller et al. (
135)
indicate that
M. catarrhalis organisms have a multilayered peptidoglycan
architecture. This peptidoglycan layer was shown to be responsible
for the extraordinary capacity of the organism to trigger various
functional capacities of macrophages. Secretion of tumor necrosis
factor and nitrite metabolism plus the cells tumoricidal
activity were clearly enhanced. This triggering capacity could
be, at least partially, an explanation for the low virulence
of
M. catarrhalis. It seems as if peptidoglycan is involved
in some sort of suicidal activity, and further studies into
the basic mechanisms of this phenomenon are certainly needed.
Outer Membrane Proteins
In contrast to other nonenteric gram-negative bacterial species,
the outer membrane protein (OMP) profiles of different
M. catarrhalis strains show a high degree of similarity. Using sucrose gradient
purification of
M. catarrhalis outer membranes and sodium dodecyl
sulfate-polyacrylamide gel electrophoresis, Murphy and coworkers
identified eight major proteins, designated OMPs A through H,
ranging from 21 to 98 kDa (
13,
170,
177). OMPs C and D appeared
to be two different stable forms of the same protein, the CD
protein. The strong degree of similarity of OMP profiles explains
why serotyping systems on the basis of OMP profiles are of little
epidemiological use. On the other hand, these well-conserved
surface proteins could be interesting vaccine candidates. In
recent years the genes for several of these outer membrane proteins
have been mapped and characterized in more detail.
In addition to OMPs A to H, Murphy and Klingman described a novel OMP, designated HMW-OMP or ubiquitous surface protein UspA (138). UspA has recently been shown to be encoded by two different genes, which share the coding potential for a homologous, internal protein domain of more than 90% amino acid sequence homology (4). Additional UspA-like genes have been discovered (144). Mutation in the UspA1-encoding gene resulted in an attenuated phenotype: adherence capacities of the deletion mutant were significantly decreased (3). Furthermore, it was demonstrated that UspA2 is essential for complement resistance (3, 144). Protein purification studies provided proof that the UspA1 protein binds specifically to HEp-2 cells and has an affinity for fibronectin (163). The UspA2 protein, on the other hand, preferentially binds to vitronectin. Both purified proteins are immunogenic in mice, and immunized animals clear bacteria from their lungs more rapidly than do nonimmunized mice (163). Genetic studies have shown that intraspecies variability in the genes can be attributed mainly to variation in regions of repetitive DNA in the genes (61). In addition, electron microscopy of M. catarrhalis strains has revealed that the UspA1 and UspA2 proteins present as "lollipop-shaped" structures protruding from the bacterial surface (114). Interestingly, the structure of the Yersinia adhesin (YadA) protein of Yersinia enterocolitica, a protein involved in adhesion and defence against complement-mediated killing, has a very similar overall structural organization and function (114, 207). Moreover, many related genes have been identified in the genomes of a wide variety of bacterial species, suggesting that the proteins serve essential and universally required functions. Although the UspA1 and UspA2 antigens currently are the best-studied M. catarrhalis proteins, their vaccine potential still is matter of ongoing investigations (see also below).
The heat-modifiable CD OMP could be cloned and expressed in Escherichia coli. The gene appeared to be strictly conserved among M. catarrhalis strains (175). Homology was found with the porin F protein (OprF) of Pseudomonas spp. (R. de Mot and J. Vanderleyden, Letter, Mol. Microbiol. 13:379380, 1994) and with an OmpA-like protein from Acinetobacter spp. (184), indicating transspecies conservation that is generally associated with functional importance. The CD protein was found to be involved in binding purified human mucin from the nasopharynx and middle ear but not in binding mucin from the saliva and tracheobronchial mucin (22). The CD protein is a potential vaccine candidate (253), and antibodies raised in mice enhanced clearance in a pulmonary challenge model (176).
M. catarrhalis expresses both transferrin and lactoferrin receptors on its surface, named transferrin-binding proteins A and B (TbpA and TbpB) and lactoferrin-binding proteins A and B (LbpA and LbpB) (30), respectively. These proteins are partially homologous at the genetic level. In addition, homologous proteins of the lactoferrin-binding proteins as well as the transferrin-binding proteins are found in Neisseria spp., Haemophilus spp., and other gram-negative bacteria. These proteins provide the cell with the capacity to acquire iron by sequestering it from host carrier proteins (5, 45, 78). The receptors themselves appear to be significant virulence factors, since mutation analysis of the transferrin receptor has demonstrated an impaired growth capacity for the mutated strain. The receptors are also immunogenic and may be interesting vaccine candidates (54, 255). Several genes are associated with this iron acquisition machinery, with some functioning as associate receptors and others functioning as facilitating factors (148). Molecular knockout of the gene for transferrin-binding protein TbpB revealed that in the presence of a TbpB-specific monoclonal antibody and human complement, the mutant resisted killing, in contrast to the wild type, which was rapidly killed (149). However, the epitope recognized by the monoclonal antibody was surface expressed in only one of three clinical isolates.
The OMP E antigen appears to be of low immunogenicity, but it does possess universally surface-expressed epitopes in different M. catarrhalis strains (24). It is a relatively highly conserved protein, for which no definite function has yet been defined, although it may have a function in the uptake of nutrients (i.e., fatty acids) by the bacterium (173). In addition, this recent study found an increased sensitivity to complement-mediated killing in a knockout mutant of OMP E.
Important goals for present and future investigations are to determine the antigenic variability of OMPs, to find antigens that generate protective antibodies, and to determine the precise function of these proteins in the pathogenesis of diseases caused by the bacterium.
Pericellular Structures
The attachment of bacteria to mucosal epithelial cells is often
mediated by pili or fimbriae. Some studies have provided evidence
for the expression of pili by
M. catarrhalis (
156), whereas
others have been unable to demonstrate their presence (
7,
110).
Consequently, some strains may be pilus positive whereas others
have been proven to lack pili (
7,
202). Pili are composed of
polymerized protein subunits called pilins. Marrs and Weir (
156)
found several characteristics that point to the presence of
type 4 (MePhe) pili in
M. catarrhalis. In addition, electron
microscopic data revealed that besides pili similar to those
of type 4, an additional non-type 4 class of pili exists. Elucidation
of the prevalence and role of these pili in the pathogenesis
and host response to
M. catarrhalis requires further study (
171),
although preliminary studies have already revealed that fimbriated
bacteria bind more efficiently to lower bronchial epithelial
cells than nonfimbriated bacteria do (
201).
Capsule
The presence of a polysaccharide capsule has been previously
suggested (
7). Capsules are considered to be an important virulence
factor in both gram-positive and gram-negative bacteria. Unlike
the situation in many other bacterial pathogens, the capsule
is not detectable when colonies of
M. catarrhalis are examined
on agar plates. More research is necessary to definitely demonstrate
the presence of a capsule and to define its role, if any, in
virulence.

VIRULENCE
In general, the pathogenicity and virulence of a microorganism
are determined by its ability to avoid host defense mechanisms.
Smith (
215) recognizes five cardinal requirements for a bacterium
to be virulent: (i) binding, colonization, and infection of
mucous surfaces; (ii) entry into host tissues; (iii) multiplication
in the in vivo environment; (iv) interference with host defense
mechanisms; and (v) production of damage to the host. Relatively
little is known about the precise virulence traits of
M. catarrhalis.
Below, information will be provided on bacterial adherence and
models of infection, whereas complement resistance will be presented
as an example for some of these general virulence features.
It has to be emphasized, however, that a complete insight into
the full virulence gene repertoire is still lacking. For example,
it has been demonstrated on the basis of DNA hybridisation studies
that
M. catarrhalis harbors homologues of phase-variable
H. influenzae virulence genes (
189). The precise nature of these
genes has yet to be elucidated, which implies that on the basis
of relatively straightforward cloning experiments, several new
virulence genes could well be identified in the near future.
Adherence
It is noteworthy that only a small number of studies on the
precise interaction between
M. catarrhalis receptors and human
antigens have been undertaken. An elegant study was presented
by Reddy et al. (
198). Using a purified middle ear mucin glycoprotein,
they showed that only the CD protein of
M. catarrhalis was capable
of establishing a specific interaction with the sialo version
of the human protein. A follow-up study from the same laboratory
revealed immense heterogeneity in the interaction between upper
respiratory tract pathogens and human mucins (
22). In this study,
the CD protein of
M. catarrhalis was shown to specifically attach
to the mucin molecules from the nasopharynx and middle ear but
not to mucin from the saliva and tracheobronchial mucin. Interactions
such as these represent the first steps in the process of bacterial
colonization and infection. The general mechanism of cellular
adherence of
M. catarrhalis to host cell surfaces has been studied
by Rikitomi et al. (
202). The presence or absence of fimbriae
did not influence the capacity of the bacterium to adhere or
to cause hemagglutination. Indeed, the mechanisms of binding
appeared different for adherence and hemagglutination. Another
study found no differences between the source of the isolate
(blood or lungs) and hemagglutination (
129). Furthermore, these
investigators showed that attachment was not determined primarily
by lectin-carbohydrate interactions. In contrast to the findings
of these investigators, an in vitro adherence study with HEp-2
cell cultures demonstrated that strains derived from infections
adhere more efficiently than do mere colonizers (
94). In addition,
data from this latter study on experimental periodate treatment
suggested that bacterial adherence in this artificial system
appears to be mediated by microbial carbohydrate moieties. Of
interest, adherence of
M. catarrhalis appeared to be stimulated
by neutrophil defensins, peptides with broad-spectrum antimicrobial
activity, released from activated neutrophils during inflammation,
suggesting that defensin-mediated adherence contributes to persistence
of infection, for instance in COPD patients (
104).
A recent study by Ahmed et al. (6) investigated the influence of charge on adherence. Although bacteria and epithelial cells are both negatively charged, interaction between the negatively charged surface of M. catarrhalis cells and positively charged domains called microplicea on pharyngeal epithelial cells was found. More research, especially into the role of proteins like fibronectin, vitronectin, and plasminogen in adhesion, is needed. The contradictory nature of some of the current observations only strengthens this suggestion.
Animal Models
The low virulence of
M. catarrhalis in laboratory animals has
hampered protection experiments and pathogenicity studies in
rats and mice. Although several studies have been conducted
with different animal species, reports describing a reliable
infection model are scarce. A reproducible, but rather artificial,
model was presented by Lee et al. (J. C. Lee, J. C. Hamel, D.
Staperd, and C. W. Ford, Abstr. 93rd Gen. Meet. Am. Soc. Microbiol.,
p. 50, abstr. B-137, 1993), who were able to isolate live
M. catarrhalis from a specific mouse strain, C3H/HeN. Bacteria,
suspended in brain heart infusion broth supplemented with 8%
brewers yeast and 0.2% Tween 80, were inoculated via
an intraperitoneal route. Infection resulted in high mortality
and facilitated antibiotic efficacy studies. In another murine
model (
236), designed to study phagocytic responses and clearance
mechanisms after endotracheal challenge with
M. catarrhalis,
a high influx of polymorphonuclear leukocytes into the lungs
was noted. Bacteria were cleared from the lungs within 24 to
48 h, and the animals remained healthy. A deficiency in complement
component C5 resulted in a minor delay in clearance. A similar
and most frequently used animal model is a mouse model for the
study of pulmonary clearance of
M. catarrhalis (
226). This model
consisted of transoral inoculation of bacteria into the lungs
under anesthesia and operative exposure of the trachea. Enumeration
of viable bacteria in the lungs involved aseptic removal and
homogenization of the lungs, followed by serial dilution and
plating on agar media. This model permits an evaluation of the
interaction of bacteria with lower respiratory tract epithelium
and the precise assessment of pathologic changes in the lungs.
As an example, using this model, MacIver et al. (
151) obtained
evidence that immunization with
M. catarrhalis-derived outer
membrane vesicles gives rise to a systemic IgG antibody response
which is accompanied by enhanced clearance of
M. catarrhalis from the lungs, Kyd et al. (
143) used a model of mucosal immunization
involving direct inoculation of killed bacteria into the Peyers
patch followed by an intratracheal booster with dead
M. catarrhalis.
Enhanced clearance of bacteria from the lungs was observed,
correlating with higher levels of specific IgA and IgG in serum
and bronchoalveolar lavage fluid. A clear disadvantage of the
above models is their complex and invasive nature, requiring
operation techniques and general anesthesia. In addition, the
clearance of
M. catarrhalis from the lungs of mice is relatively
rapid (within 6 to 24 h), most probably as a result of the low
virulence of
M. catarrhalis for laboratory animals. Moreover,
since
M. catarrhalis inhabits the upper respiratory tract, inhalation
models are preferred over intraperitoneal, endotracheal, or
transoral inoculation models. An initial report describing a
putatively effective and reproducible inhalation model in mice
was recently published. Moreover, passive and active immunization
studies in this animal model documented improved pulmonary clearance
of
M. catarrhalis bacteria (
120,
121).
Useful infection models in rats have been described only in the past 2 years. A purulent otitis media could be induced in Sprague-Dawley rats, for instance (248). This infection progressed in a relatively mild fashion, lasting for about 1 week. On immunization, a protection rate of 50% or more was induced. Using the same model, a clear increase in the density of goblet cells in the middle ear up to 60 days after inoculation of bacteria was found, suggesting a highly increased mucosal secretory capacity (50). In another rat model, inhalation of heat-killed M. catarrhalis cells clearly affected the laryngeal mucosa (125), resulting in a clinical syndrome reminiscent of laryngotracheitis in children. The studies mentioned above suggest that rats may provide an infection model that is more interesting than was previously thought.
Inoculation of M. catarrhalis into the middle ear of chinchillas and gerbils gave rise to effusion, but no live bacteria could be recovered from the middle ear after 24 h (77). Later studies, however, revealed the feasibility of studying otitis media in the chinchilla model. Although chinchillas are not generally available, PCR would not have reached it current state of applicability without the studies in these animals (10, 11, 193).
In conclusion, despite several drawbacks, mouse models of pulmonary clearance appear useful in studies of the effects of vaccination with several M. catarrhalis antigens on clearance of the bacteria. The rat models appear promising. Suitable animal models to study the pathogenicity of infection by M. catarrhalis in any detail are not yet available. This is primarily because rodents, the best accessible laboratory animals, tend to resist infection with this microorganism.
Complement Resistance
Complement resistance is considered an important virulence factor
of many gram-negative bacteria, which may explain why gram-negative
bacteria isolated from the blood are largely complement resistant;
these strains are also especially successful in establishing
animal models of infection (
41,
203). In general, rough strains
of gram-negative bacteria, producing LPS devoid of O-specific
side chains, are highly susceptible to C5b-9-mediated killing
whereas smooth strains, which synthesize complete LPS, are often
complement resistant (
221). Since the LPS of
M. catarrhalis is of the rough type (
96), it presumably does not play a major
role in complement resistance. However, Zaleski et al. recently
showed that inactivation of
galE, a gene encoding a UDP-glucose-4-epimerase
involved in the biosynthesis of the Gal

1-4Galß1-4Glc
LOS epitope, results in enhanced susceptibility to serum-mediated
killing (
256). Apparently, deviant LOS structures render strains
more susceptible to complement attack. The structural details
facilitating these interactions are still unknown. Given that
complement resistance is considered an important virulence factor
of neisseriae (
68,
127,
153,
199), the similarity between members
of the neisseriae and
M. catarrhalis makes complement resistance
and the underlying mechanism an important subject for further
study.
The clinical relevance of complement resistance was shown for a group of strains isolated from the sputa of elderly persons (167). Complement resistance can be considered a virulence factor of M. catarrhalis: the majority of strains (89%) isolated from lower respiratory tract infections are resistant to complement-mediated killing, whereas strains from the upper respiratory tract of children are mostly sensitive (58%) (117; Hol et al., Letter). Several other authors have tested M. catarrhalis strains for complement resistance (39, 51, 129, 216; R. E. Winn and S. L. Morse, Abstr. 84th Annu. Meet. Am. Soc. Microbiol., p. 28, 1984). Complement-resistant strains inhibit the terminal pathway of complement, i.e., formation of the membrane attack complex of complement (233). The binding of human vitronectin, an inhibitor of the terminal pathway of complement, appears to play a crucial role in complement resistance of M. catarrhalis (234). In Fig. 5 the binding of human vitronectin to complement-resistant and complement-sensitive strains of M. catarrhalis is shown. HMW-OMP, also known as ubiquitous surface protein A (composed of two separate proteins, UspA1 and UspA2), appears to play a major role (C. M. Verduin, H. J. Bootsma, C. Hol, A. Fleer, M. Jansze, K. L. Klingman, T. F. Murphy, and H. Van Dijk, Abstr. 95th Gen. Meet. Am. Soc. Microbiol., p. 189, abstr. B-137, 1995). Indeed, it was shown that vitronectin binds to UspA2 (163). Furthermore, a UspA2 mutant strain of M. catarrhalis was sensitive to complement-mediated killing, whereas the parent strain and an isogenic mutant with a mutation in UspA1 were resistant (3).
Another study (
112) suggested that OMP CopB/OMP B2 is involved
in the resistance of
M. catarrhalis to killing by normal human
serum. An isogenic mutant not expressing CopB was killed by
normal human serum, whereas the wild-type parent strain survived.
In addition, the researchers showed that the CopB- mutant strain
was less able to survive in the lungs of mice (
112). Recently,
it has been shown that inactivation of the CopB-encoding gene
inhibits iron acquisition from lactoferrin and transferrin (
5),
although this may be due to an indirect effect (
29). In addition,
CopB had significant homology to TonB-dependent OMPs, among
which is the
N. gonorrhoeae outer membrane protein FrpB. These
proteins bind to and transport several ligands from the environment
into the intracellular compartment of the bacterium. These functions
are controlled by the TonB proteins, which are thought to be
involved in energy transduction. Yet another OMP, OMP E, has
also been shown to be involved in complement resistance. An
M. catarrhalis OMP E knockout mutant showed a clear increase
in serum sensitivity (
173).
We conclude that complement resistance in M. catarrhalis probably is a highly multifactorial process, from the perspectives of both the host and the pathogen. Within the near future, additional bacterial genes involved in the defense against the complement system may be discovered, requiring a major research effort to integrate the individual contributions of all the different molecules into an overall mechanistic scheme.

IMMUNITY
M. catarrhalis-related immunology is a rather confusing area
of the literature.
M. catarrhalis infections are restricted
to mucosal surfaces and are not systemic. Therefore, the correlation
between systemic antibody responses and protection against this
type of infections is not as straightforward as with systemic
infections caused by other species of gram-negative bacteria.
In addition, technical differences in the assays used in different
studies may account for the lack of consistent results (
90,
102). In general, surface structures of the bacterium are the
main target for an antibody response, and the recognition of
major targets for a protective antibody response is of clear
importance for the development of an efficacious vaccine.
Many aspects of immunity to respiratory tract infections caused by M. catarrhalis are still unknown; they may include local factors as mucociliary clearance, aerodynamics, alveolar macrophage activity, complement-mediated killing, and surfactant activity. These factors play important roles in host defense against oropharyngeal pathogens (225). The development of an inflammatory response or specific antibody response may, however, augment these host defense mechanisms (225). As an example, in COPD patients, local host defense against respiratory pathogens is relatively poor, and although M. catarrhalis is not a normal inhabitant of the upper respiratory tract in adults (69; Ejlerten, Letter), infections caused by M. catarrhalis are frequent in these patients. This points to an important role for these local defense mechanisms in nonspecific clearance of this bacterium.
Bacterial clearance and phagocytic cell responses have been shown to differ among bacterial species. Streptococci, M. catarrhalis, and nontypeable H. influenzae appeared to be removed from the lungs of mice through various mechanisms (186). It was found that, compared to other species, M. catarrhalis was cleared relatively slowly from the lungs, and a more pronounced, 400-fold increase in numbers of polymorphonuclear leukocytes in the lungs was observed (186). In addition, it was shown that there was stimulation of adherence of M. catarrhalis by neutrophil defensins, peptides with broad-spectrum antimicrobial activitity that are released from activated neutrophils during inflammation, suggesting that defensin-mediated adherence contributes to persistence of infection, for instance in COPD patients (104).
Below we will summarize the literature covering the antibody responses of humans to whole bacteria and several different antigens of M. catarrhalis.
Antibody Responses to Whole Bacteria
Several authors have investigated antibody responses to
M. catarrhalis in different patient cohorts. Chapman et al. (
51) showed that
18 (90%) of 20 adult patients with lower respiratory tract infections
due to
M. catarrhalis, as defined by strict clinical criteria,
had bactericidal antibodies in their convalescent-phase sera
whereas only (37%) of 19 had bactericidal antibody present in
their acute-phase sera. Black and Wilson (
25) obtained essentially
the same results in a larger-scale study dealing with IgG antibodies
in acute- and convalescent-phase and control sera from adults
with bronchopulmonary disease. Likewise, an enzyme-linked immunosorbent
assay study showed that 10 of 19 children with AOM to
M. catarrhalis had an increase in serum IgG antibody titers to the bacterium
(
146). Comparable results were found in the study of Faden et
al. (
90): 8 of 14 young children (younger than 2 years) with
otitis media (57%) showed a rise in the levels of serum antibody
to their own
M. catarrhalis isolate (
90). In a recent study
of infants with otitis media, a specific IgG response (mainly
IgG1 and IgG3) was detected in 10 of 12 children aged 8 months
or older compared to 1 of 6 younger children. In addition, immunoblotting
revealed four immunodominant OMPs, UspA, CopB, TbpB, and a protein
of 60 kDa, probably OMP CD (
158).
Antibodies to M. catarrhalis are very low or absent in children younger than 1 year, and the development of an antibody response in children, especially of the IgG3 subclass, correlates with a decrease in colonization. In addition, antibodies to OMPs of M. catarrhalis, mainly of the IgG3 subclass, appear around the age of 4 years (56, 102). Furthermore, failure to produce significant levels of IgG3 antibodies against M. catarrhalis predisposes to infection with the bacterium (100). In addition, all adults appeared to have antibodies to M. catarrhalis (56, 102). Data gathered during studies focusing on single-protein responses indicate that normal children and adults develop a systemic, M. catarrhalis-specific IgG response that may be protective. Again, this may in part explain the differences between children and adults when the colonization rate is considered (9, 52, 56, 89, 102; Ejlersten, Letter).
Lipooligosaccharide Immunogenicity
With regard to LOS, it was reported that antibody responses
to these surface structures constitute a major part of the humoral
immune response during infection with
M. catarrhalis. This antibody
response is not serotype specific but is directed to common
epitopes of the LOS of different
M. catarrhalis serotypes (
185,
197). Hence,
M. catarrhalis LOS may be of interest for evaluation
as a possible vaccine candidate. The usefulness of the LOS surface
structures for the development of a vaccine requires more knowledge
about the role of these structures in the pathogenesis of disease
and the accompanying immune response, although preliminary results
are already promising (
105,
120).
Immunogenicity of Outer Membrane Proteins
Much research nowadays is focused on the identification and
characterization of OMPs of
M. catarrhalis as suitable vaccine
candidates. OMP B1, CopB/OMP B2, LbpB, OMP CD, OMP E, OMP G,
TbpB, and UspA have all been mentioned as potential vaccine
candidates (
53,
111,
158,
168,
172,
173,
175,
212,
253,
255).
In contrast, no antibody response to TbpA or LbpA could be detected
in convalescent-phase sera from patients with pulmonary infections,
limiting their role as vaccine candidates (
255). Hansen and
coworkers showed that CopB/OMP B2 is a target for antibodies
that increase pulmonary clearance in the mouse (
111). Another
study has demonstrated that CopB is essentially well conserved
and that most strains react with CopB-specific monoclonal antibodies
(
212). However, certain regions in the protein show interstrain
variability; therefore, if this protein is to be developed into
a candidate vaccine, only its conserved regions should be targeted.
Sethi et al. (
211) found a predominant antibody response to
a minor 84-kDa OMP, designated OMP B1, OMP CD does not appear
to be an immunodominant antigen, as indicated by the fact that
there is an absence of a new antibody response to this protein
after exacerbation of
M. catarrhalis infection in COPD patients.
Furthermore, the high degree of sequence conservation suggests
that there is no immune selective pressure. Still, the purified
antigen could be a promising vaccine candidate (
174,
253). Helminen
et al. (
111) also presented evidence that UspA may be a target
for protective antibodies in humans. Chen et al. (
53) immunized
mice with purified UspA and subsequently challenged these mice
intratracheally with
M. catarrhalis. Six hours after challenge,
approximately 50% fewer bacteria were isolated from the lungs
of the immunized mice than from the lungs of the nonimmunized
control mice. In addition, antibodies induced complement-dependent
bacterial killing of heterologous
M. catarrhalis strains (
53).
The finding that IgG3 is a major contributing factor in the
immune response to
M. catarrhalis was confirmed by a study by
Chen et al. of the immune response of healthy adults and children
to UspA1 and UspA2 (
52). In a small cohort of children suffering
from otitis media, antibodies specific for UspA1 and UspA2 could
be identified (
206). The amounts of these specific antibodies
varied strongly with age (
205). IgG antibody titers to UspA
were low during the first 2 years of life and reached a maximum
only during adulthood, whereas no specific IgA to UspA could
be detected in nasopharyngeal secretions of young children.
Considering the age-dependent differences in antibody prevalence,
the question on whether to vaccinate against
M. catarrhalis remains relevant.
Local Antibody Response
Only a few investigators have studied the development of antibody
responses in the middle ear fluid of children with otitis media
(
89,
90,
133,
220). IgG and IgA appeared to be produced locally
in the majority of patients, but antibodies derived from serum
were also detected in middle ear fluids of patients with otitis
media. Faden et al. (
90) showed that middle ear fluid IgG, IgM,
or IgA antibody was produced in 100, 29, and 71% of the children,
respectively. Of interest, many children with local antibodies
in their middle ear fluid did not develop a systemic antibody
response. Local antibodies may play an important role in the
recovery from and prevention of AOM (
102).
In a study focusing on local IgA antibodies to UspA in the nasopharyngeal secretions of children colonized by M. catarrhalis, no response was detected (205).
Since M. catarrhalis is a primarily mucosal pathogen, more detailed studies of local immune responses are urgently needed, and the role of IgA antibodies in resistance to M. catarrhalis infection clearly needs more attention.
Vaccines
The development of vaccines for the prevention of
M. catarrhalis-mediated
disease is currently a hot topic. The most promising vaccine
candidates have recently been reviewed by McMichael (
162). Most
of the molecules that have raised peoples hopes have
been described in the previous section of this review and need
not be reiterated here. However, the combination of data that
is available in todays literature suggests that the development
of an
M. catarrhalis vaccine is well under way: animal models
of infection have been developed and described, and several
vaccine candidate molecules have been studied with respect to
prevalence and genetic conservation among different isolates.
Although new candidate molecules are regularly brought forward
(
93), relatively little or nothing is known about the optimal
routes for vaccine delivery or whether there is a need for adjuvants.
A recent study, using a rat model, suggests that the mucosal
route of delivery for
M. catarrhalis is more effective than
systemic immunization (
142). However, no decisive data are available.
It will probably still take more than a decade before the first
vaccines for genuine clinical use will become available.

CONCLUDING REMARKS
It has become evident over the past decades that
M. catarrhalis has significant pathogenic potential. Classical antibiotic treatment
alleviates the clinical burden, but in the end, only effective
vaccination may prevent the development of disease. For example,
AOM is a major cause of morbidity in early childhood and is
responsible for an estimated 25 million physician visits and
$3.8 billion of medical expenditures annually. Since
M. catarrhalis is one of the three major pathogens in AOM, vaccination could
constitute a significant and cost-effective health benefit.
Many potential vaccination strategies have been suggested over
the years, but clinical trials have not yet been conducted.
Effective immunity seems to be acquired during the first 10
years of life. The group of children that suffers from recurrent
otitis media caused by
M. catarrhalis may be problematic; for
these patients, vaccination may in the end provide an important
relief. For the future, identification of important physiological
response regulators may be helpful in the identification of
novel therapeutic targets (
164). In addition,
M. catarrhalis genomics should be strengthened: knowledge of the whole genome
sequence, preferably for both complement-resistant and complement-susceptible
isolates, should be instrumental in the recognition of immunologically
relevant genes and regulators. At the time of writing this review,
only a gross genetic map is available (
181). The genome sequence
itself is still eagerly awaited.
In conclusion, over the past two decades M. catarrhalis has evolved from an emerging to a well-established pathogen. Indeed, ß-lactamase-producing isolates appear to be widespread, and this may play an important role in the therapy of infections, particularly in the treatment of mixed infections. If novel, specific, and effective modes of disease treatment or prevention (including vaccination) are to be developed for M. catarrhalis infections, then further research into the fundamental nature of M. catarrhalis pathogenicity will be required.

ACKNOWLEDGMENTS
We acknowledge John Hays for reading and improving our manuscript.
Margriet Jansze, Marly Kools-Sijmons, Cindy van der Schee, and
Henri Verbrugh are thanked for their continuous support in both
thought and action.

FOOTNOTES
* Corresponding author. Mailing address: Department of Medical Microbiology & Infectious Diseases, Erasmus University Medical Center Rotterdam EMCR, Dr. Molewaterplein 40, 3015 GD Rotterdam, The Netherlands. Phone: 31-10-4633510. Fax: 31-10-4633875. E-mail:
verduin{at}bacl.azr.nl.


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Clinical Microbiology Reviews, January 2002, p. 125-144, Vol. 15, No. 1
0893-8512/02/$04.00+0 DOI: 10.1128/CMR.15.1.125-144.2002
Copyright © 2002, American Society for Microbiology. All Rights Reserved.
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