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Clinical Microbiology Reviews, October 2007, p. 660-694, Vol. 20, No. 4
0893-8512/07/$08.00+0 doi:10.1128/CMR.00023-07
Copyright © 2007, American Society for Microbiology. All Rights Reserved.
Severe Acute Respiratory Syndrome Coronavirus as an Agent of Emerging and Reemerging Infection
Vincent C. C. Cheng,
Susanna K. P. Lau,
Patrick C. Y. Woo, and
Kwok Yung Yuen*
State Key Laboratory of Emerging Infectious Diseases, Department of Microbiology, Research Centre of Infection and Immunology, The University of Hong Kong, Hong Kong Special Administrative Region, China

SUMMARY
Before the emergence of severe acute respiratory syndrome (SARS)
coronavirus (SARS-CoV) in 2003, only 12 other animal or human
coronaviruses were known. The discovery of this virus was soon
followed by the discovery of the civet and bat SARS-CoV and
the human coronaviruses NL63 and HKU1. Surveillance of coronaviruses
in many animal species has increased the number on the list
of coronaviruses to at least 36. The explosive nature of the
first SARS epidemic, the high mortality, its transient reemergence
a year later, and economic disruptions led to a rush on research
of the epidemiological, clinical, pathological, immunological,
virological, and other basic scientific aspects of the virus
and the disease. This research resulted in over 4,000 publications,
only some of the most representative works of which could be
reviewed in this article. The marked increase in the understanding
of the virus and the disease within such a short time has allowed
the development of diagnostic tests, animal models, antivirals,
vaccines, and epidemiological and infection control measures,
which could prove to be useful in randomized control trials
if SARS should return. The findings that horseshoe bats are
the natural reservoir for SARS-CoV-like virus and that civets
are the amplification host highlight the importance of wildlife
and biosecurity in farms and wet markets, which can serve as
the source and amplification centers for emerging infections.

INTRODUCTION
Severe acute respiratory syndrome (SARS) coronavirus (SARS-CoV)
is a novel virus that caused the first major pandemic of the
new millennium (
89,
180,
259). The rapid economic growth in
southern China has led to an increasing demand for animal proteins
including those from exotic game food animals such as civets.
Large numbers and varieties of these wild game mammals in overcrowded
cages and the lack of biosecurity measures in wet markets allowed
the jumping of this novel virus from animals to human (
353,
376). Its capacity for human-to-human transmission, the lack
of awareness in hospital infection control, and international
air travel facilitated the rapid global dissemination of this
agent. Over 8,000 people were affected, with a crude fatality
rate of 10%. The acute and dramatic impact on health care systems,
economies, and societies of affected countries within just a
few months of early 2003 was unparalleled since the last plague.
The small reemergence of SARS in late 2003 after the resumption
of the wildlife market in southern China and the recent discovery
of a very similar virus in horseshoe bats, bat SARS-CoV, suggested
that SARS can return if conditions are fit for the introduction,
mutation, amplification, and transmission of this dangerous
virus (
45,
190,
215,
347). Here, we review the biology of the
virus in relation to the epidemiology, clinical presentation,
pathogenesis, laboratory diagnosis, animal models or hosts,
and options for treatment, immunization, and infection control.

TAXONOMY AND VIROLOGY OF SARS-CoV
SARS-CoV is one of 36 coronaviruses in the family
Coronaviridae within the order
Nidovirales. Members of the
Coronaviridae are
known to cause respiratory or intestinal infections in humans
and other animals (Fig.
1). Despite a marked degree of phylogenetic
divergence from other known coronaviruses, SARS-CoV together
with bat SARS-CoV are now considered group 2b coronaviruses
(
190,
282). Primary isolation of SARS-CoV was achieved by inoculation
of patients' specimens into embryonal monkey kidney cell lines
such as FRhK-4 or Vero E6 cell lines, which produced cytopathic
changes at foci, where cells become round and refractile within
5 to 14 days (
259). These initial cytopathic changes spread
throughout the cell monolayers, leading to cell detachment within
24 to 48 h. Subcultures can be made on Vero (monkey kidney),
Huh-7 (liver cancer) (
301), CACO-2 (colonic carcinoma) (
79)
or other colorectal cancer, MvLu (mink lung epithelial) (
104),
and POEK and PS (pig) cell lines (
122). Transmission electron
microscopy of infected cell lines showed characteristic coronavirus
particles within dilated cisternae of rough endoplasmic reticulum
and double-membrane vesicles. Clusters of extracellular viral
particles adhering to the surface of the plasma membrane were
also seen. Negatively stained electron microscopy showed viral
particles of 80 to 140 nm with characteristic surface projections
of surface proteins from the lipid envelope (
89,
180,
259).
SARS-CoV has a higher degree of stability in the environment
than other known human coronaviruses (
91,
276). It can survive
for at least 2 to 3 days on dry surfaces at room temperature
and 2 to 4 days in stool (
276). The electron microscopic appearance
and genome order of 5'-replicase (Orf1ab)-structural proteins
(spike [S]-envelope [E]-membrane [M]-nucleocapsid [N])-poly(T)-3'
are similar to those of other members of the
Coronaviridae (
236).
Similar to other coronaviruses, it is an enveloped positive-sense
single-stranded RNA virus with a genome size of almost 30 kb
(Fig.
2). The genome is predicted to have 14 functional open
reading frames (ORFs) (
290). Their functions and putative roles
are outlined in Table
1. Two large 5'-terminal ORFs, ORFs 1a
and 1b, encode 16 nonstructural proteins, 7 of which are likely
to be involved in the transcription and replication of the largest
genome among all RNA viruses (
92,
95,
158,
166,
242,
284,
309,
316,
343,
414). The two proteases are involved in posttranslational
proteolytic processing of the viral polyprotein (
5,
15,
121,
224,
394). The surface S protein is involved in the attachment
and entry of the host cell and is therefore the main target
for neutralizing antibody and antiviral peptides (
159,
206,
227,
301,
334). N together with M, E, and Orf7a are involved
in the assembly of the virion (
97,
147,
150,
245,
359). Orf3a
is an ion channel protein that is likely to be involved in viral
budding and release (
234). Analysis of genome sequences of many
isolates of SARS-CoV from humans with civet SARS-CoV and bat
SARS-CoV showed that the most variable genes with nucleotide
homologies of less than 90% are the S gene,
Orf3,
Orf8,
nsp2,
nsp3, and
nsp4 (
190,
215,
282). Deletions of 82 and 415 nucleotides
in
Orf8 were found in some human isolates, whereas a unique
29-nucleotide signature insertion in
Orf8 can be found in animal
isolates (
64,
117). Therefore, the more conserved
Orf1b is generally
chosen to be the molecular target for the design of clinical
diagnostic tests rather than these less conserved regions.
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TABLE 1. Nomenclature and functional characteristics of SARS-CoV gene products and their interactions with host cells in disease pathogenesis
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VIRAL LIFE CYCLE
Trimers of the S protein form the peplomers that radiate from
the lipid envelope and give the virus a characteristic corona
solis-like appearance under an electron microscope. S is a class
I fusion protein that consists of the amino-terminal S1 and
carboxyl-terminal S2 subunits connected by a fusion peptide.
The two subunits are indispensable for receptor binding and
membrane fusion, respectively. The receptor binding domain of
S1 has been mapped to residues 318 to 510 (
9,
365). The binding
of S1 to the cellular receptor will trigger conformational changes,
which collocate the fusion peptide upstream of the two heptad
repeats of S2 to the transmembrane domain, and, finally, fusion
of the viral and cellular lipid envelopes. Moreover, this process
could be facilitated by the infected cell membrane-associated
protease, such as factor Xa, which can cleave S into S1 and
S2. This proteolytic cleavage is specifically inhibited by a
protease inhibitor, Ben-HCl (
90).
The key receptor of the host cell attached by S is angiotensin-converting enzyme 2 (ACE2), which is a metalloprotease expressed in the cells of the lung, intestine, liver, heart, vascular endothelium, testis, and kidney (119). Since ACE2 was shown to protect against acute lung injury in a mouse model and since the binding of the S protein to host cells results in the downregulation of ACE2, this mechanism may contribute to the severity of lung damage in SARS (181). Cells expressing some lectins, including DC-SIGN, L-SIGN, and LSECtin, have been shown to augment the cellular entry of pseudotype virus expressing S but only in the concomitant presence of ACE2 (40, 107, 162, 398). Nonsusceptible cells expressing these lectins in the absence of ACE2, such as dendritic cells, were able to promote the cell-mediated transfer of SARS-CoV to susceptible cells (40). Although lysosomotropic agents can block viral entry, which indicates that endosomal acidification is required for entry, the activation of the S protein by protease can bypass this inhibition and result in cell-to-cell fusion. Despite the role of the pH-sensitive endosomal protease cathepsin L in the entry pathway (151, 300), viral culture does not require pretreatment with trypsin. However, this pH-sensitive cathepsin L may be a target for agents such as chloroquine, which elevates endosomal pH (174, 341).
The process of viral disassembly in the cytoplasm for the release of viral RNA for translation and replication remains elusive. Translation starts with two large polyproteins from Orf1a and Orf1ab, which are posttranslationally cleaved by the two viral proteases into nsp1 to nsp16. These cleavage products form the replication-transcription complex, which replicates the viral genome and transcribes a 3'-coterminal nested set of eight subgenomic RNAs. It is therefore conceivable that infected cells contain a higher number of transcripts containing genes towards the 3' terminus of the viral genome. On this basis, reverse transcriptase PCR (RT-PCR) using the N gene may have a better sensitivity than those using the other genes.
As in other coronaviruses, SARS-CoV may attach by the hydrophobic domains of their replication machinery to the limiting membrane of autophagosomes and form double-membrane vesicles. Once sufficient viral genomic RNA and structural proteins are accumulated, viral assembly by budding of the helical nucleocapsid at the endoplasmic reticulum to the Golgi intermediate compartment occurs. Here, the triple-membrane-spanning M protein interacts with the N protein and viral RNA to generate the basic structure. It also interacts with the E and S proteins to induce viral budding and release. Unlike other coronaviruses, the M protein of SARS-CoV also incorporates another triple-membrane-spanning protein of Orf3a into the virion (161). The N protein is the most abundantly expressed viral protein in infected cells in which the mRNA levels were amplified 3 to 10 times higher at 12 h postinfection than other structural genes (138) and is therefore an important target for immunohistochemistry and antigen detection in clinical specimens. Various diagnostic tests, antiviral agents, and vaccines are designed on the basis of our understanding of the structure and function of the various viral proteins involved in the life cycle of this virus.

SEQUENCE OF THE SARS EPIDEMIC AND MOLECULAR EVOLUTION OF THE VIRUS
Sequence of Events
SARS was the first known major pandemic caused by a coronavirus.
During the epidemic in 2003, 8,096 cases with 774 deaths had
occurred in over 30 countries among five continents (
89,
117,
144,
180,
182,
197,
236,
250,
259,
260,
270,
290,
292,
303,
336,
377). The disease emerged in late 2002, when an outbreak
of acute community-acquired atypical pneumonia syndrome was
first noticed in the Guangdong Province (Table
2). Retrospective
surveillance revealed severe cases of the disease in five cities
around Guangzhou over a period of 2 months (
431). The index
case was reported in Foshan, a city 24 km away from Guangzhou.
The second case involved a chef from Heyuan who worked in a
restaurant in Shenzhen. The patient had regular contact with
wild game food animals. His wife, two sisters, and seven hospital
staff members who had contact with him were also affected. From
16 November 2002 to 9 February 2003, a total of 305 cases were
reported in mainland China, with 105 of those cases involving
health care workers. The devastating pandemic started in Hong
Kong, Special Administrative Region (HKSAR), when a professor
of nephrology from a teaching hospital in Guangzhou who had
acquired the disease from his patients came to HKSAR on 21 February
2003. Within a day, he transmitted the infection to 16 other
people in the hotel where he resided. His brother-in-law, one
of the secondary cases, underwent an open lung biopsy from which
the etiological agent was discovered and first isolated (
259).
It was a novel coronavirus, named SARS-CoV.
The secondary cases unknowingly carried the disease to hospitals
in the HKSAR and to other countries and continents including
Vietnam, Canada, Singapore, the Philippines, the United Kingdom,
the United States, and back again to China. Carlo Urbani, a
physician working at the World Health Organization (WHO) office
in Hanoi, Vietnam, was the first to notify the WHO of cases
outside Guangdong after witnessing an explosive nosocomial outbreak
of SARS in a hospital in Hanoi, which resulted from a person
who had returned from the hotel in HKSAR. Carlo Urbani's description
of the disease, to which he later succumbed, alerted health
authorities throughout the world and accelerated collaborative
research to identify the virus and combat the disease (
281).
Molecular Evolution
Soon after the isolation of SARS-CoV, SARS-CoV-like viruses
were found in palm civets and a raccoon dog from wild-animal
markets in the Guangdong Province of China (
117), suggesting
that these animals could be the source of human infections.
As a result, massive numbers of palm civets were culled to remove
sources for the reemergence of SARS in Guangdong in January
2004. The virus was found in many civets and raccoon dogs from
the wildlife market prior to culling but not in over 1,000 civets
later sampled at 25 farms in 12 provinces (
168). The evolutionary
starting point was a prototype group consisting of three viral
genome sequences of animal origin. This prototype group representing
low-pathogenicity virus has seven single-nucleotide variation
(SNV) sites that caused six amino acid changes, at positions
147, 228, 240, 479, 821, and 1080 of the S protein, which were
involved in generating the early phase of the 2002 and 2003
epidemic. One of these was found in the first SARS patient in
the subsequent epidemic of 2003 to 2004. A further 14 SNVs caused
11 amino acid residue changes, at positions 360, 462, 472, 480,
487, 609, 613, 665, 743, 765, and 1163. This resulting high-pathogenicity
virus group caused the middle phase of the epidemic of 2003.
Finally, the remaining six SNVs caused four amino acid changes,
at positions 227, 244, 344, and 778, which resulted in the group
of viruses responsible for the late phase and the global epidemic
(
168). The neutral mutation rate of this virus during the epidemic
in 2003 is almost constant, at around 8
x 10
–6 nt
–1 day
–1, which is similar to those of most known RNA viruses
(
64,
304). The most recent common ancestor was estimated to
be present around mid-November, which is epidemiologically compatible
with the first case of SARS found in Foshan.
After the epidemic was over, a second interspecies-jumping event occurred in late 2003 to early 2004, resulting in the reemergence of four human cases in China (45, 347). These four cases were believed to be due to an independent interspecies transmission event, instead of residual cases of the major epidemic, because of the much lower affinity for human ACE2 (hACE2) of the S proteins of SARS-CoV isolated from these patients and palm civets than that of the major 2003 epidemic isolates from SARS patients, which utilized both human and palm civet ACE2 efficiently (216). Since S contains the receptor binding domain for the host receptor and is immunogenic, it is under selection in the host and becomes the most rapidly evolving protein, with most mutations located in the S1 domain and especially the receptor binding domain. Bioinformatic analysis has identified three key amino acid residues at positions 360, 479, and 487 that are responsible for host-specific binding (17). Most human isolates in the 2003 epidemic have N479 and T487 in their S, whereas most civet isolates have K/R479 and S487. The low affinity of the S proteins bearing K479 and S487 combinations for hACE2 was confirmed by pseudotype binding assays. However, the human and civet isolates of the outbreak of 2003 to 2004 had N479 and S487, which suggested that this is an intermediate stage of mutation of the S protein. Further change to the N479 and T487 combination will allow efficient human-to-human transmission (275). Apart from the subsequent minor outbreak, three laboratory-associated outbreaks were reported in Singapore, Taiwan, and Beijing from September 2003 to May 2004 (221, 251, 252, 256). In Beijing, the outbreak also involved secondary and tertiary cases.
Phylogenetic analysis of the S protein of 139 SARS-CoV isolates in the Hong Kong outbreak showed that several introductions of viruses had occurred but that only one of them was associated with the major outbreak in HKSAR and the rest of the world (116). Some of the strains found in the early stages of the outbreak were phylogenetically distinct from the major cluster and were closer to some of the Guangdong and Beijing strains. This concurred with the fact that the index patient of the HKSAR outbreak was a Guangzhou medical doctor who had traveled to HKSAR. Another molecular epidemiological study of the Guangdong outbreak suggested that the disease spread from Guangdong to HKSAR and the rest of the world, and the index case was a chef who handled game animals (431). Subsequent animal surveillance in China recovered coronavirus isolates that had 99.8% nucleotide identity with SARS-CoV (117). A characteristic 29-bp insertion between Orf8a and Orf8b (also initially known as Orf10 and Orf11) was found in these animal isolates (117, 302). This 29-nucleotide segment was deleted either before or soon after crossing the species barrier to humans. The biological effect of this deletion remains elusive. A number of SARS-CoV isolates in the later stages of the epidemic showed larger deletions around this site (64). Two independent molecular epidemiological studies comparing the complete genomes of 12 and 63 virus isolates also found evidence of strong positive selection at the beginning of the epidemic, which was followed by a purifying selection, as indicated by the amino acid substitution rate at S, Orf3a, and nsp3 (64, 304, 402). Both studies suggested that molecular adaptation of the virus had occurred after interspecies transmission from animals to humans. In the small outbreak in Guangzhou in 2004, all four human isolates belonged to a separate sublineage of the concurrent animal isolates that were distinct from the human pandemic or animal viruses in 2003. Although SARS-CoV is distinct from the three existing groups of coronaviruses, it may be closer to group II because 19 out of 20 cysteines found in the S1 domain of the S protein are spatially conserved compared with the group II consensus sequence, whereas only five cysteine residues are conserved compared with those of groups I and III (93, 302). Since coronaviruses are believed to have coevolved with their animal hosts, it is possible that rats, mice, and cattle harboring group II coronaviruses are more likely to be the animal host for SARS-CoV than cats, which harbor group I coronavirus. However, when a comparison of the phylogenetic trees for 11 known host species and nucleocapsid sequences of 36 coronaviruses was done using an inference approach with sliding-window analysis, there was statistical incongruence, which indicates multiple host species shifts between the coronaviruses of many animals that are phylogenetically distant (283). Thus, it would not be too unexpected if other mammals are the true animal reservoir rather than mice and rats. Nevertheless, civets and other related mammals had at least served as a major amplification host in the markets of southern China irrespective of the original animal reservoir. The control of these animals and the markets played a pivotal role in the epidemiological control of SARS (304). In view of the low rate of detection of SARS-CoV in wild and farm civets (338), in contrast to a very high rate in caged civets in wildlife markets, efforts were made to find the natural reservoir of SARS-CoV in birds, pig, cattle, sheep, mice, and rats, which all turned out to be negative. However, SARS-CoV-like viruses with around 90% genomic identity with SARS-CoV were independently discovered in horseshoe bats (Rhinolophus spp.) in HKSAR and mainland China (190). The high seroprevalence and viral load of infected Chinese horseshoe bats, Rhinolophus sinicus, strongly suggested that bats are the natural reservoir of SARS-CoV-like viruses, similar to the situation of fruit bats carrying Hendra virus or Nipah virus (363).

EPIDEMIOLOGICAL CHARACTERISTICS
The epidemiological linkage of the initial human cases of the
2003 pandemic to wild game animals suggested that SARS-CoV is
zoonotic in origin (
431). The isolation of SARS-CoV-like viruses
from palm civets and subsequently horseshoe bats further supported
this contention (
117,
190). It was reported that a seroprevalence
rate of about 80% was found in civets in animal markets in Guangzhou
(
338). However, person-to-person transmission has been the primary
mode of spread of the epidemic, which has occurred in health
care facilities, workplaces, homes, and public transportation.
The most important route of person-to-person spread appears
to be direct or indirect contact of the mucosae with infectious
respiratory droplets or fomites (
296). SARS-CoV has been detected
in respiratory secretions, feces, urine, and tears of infected
individuals (
42,
229). Nosocomial transmission of SARS was facilitated
by the use of nebulizers, suction, intubation, bronchoscopy,
or cardiopulmonary resuscitation on SARS patients, when large
numbers of infectious droplets were generated (
70,
197,
340).
In fact, almost half of the SARS cases in HKSAR were nosocomial
infections that were acquired within health care facilities
and institutions (
202). The attack rate among health care workers
was higher where the number of SARS patients was greater (
187).
Although airborne transmission is considered uncommon, a unique
form of airborne transmission was considered a likely explanation
for a large community outbreak in a private housing estate called
Amoy Garden in HKSAR. Contaminated aerosols generated in toilets
by exhaust fans coupled with dried U traps of sewage drains,
which ascended the light well connecting different floors, caused
an explosive outbreak affecting hundreds of people (
71,
405).
The presence of viruses in stool, often with high viral loads
(
156,
258), also suggested the possibility of feco-oral transmission,
although this has not been proven conclusively. It was suggested
that SARS was transmitted in commercial aircraft during the
epidemic. Out of a total of 40 flights investigated, 5 were
associated with probable in-flight SARS transmission, affecting
37 passengers (
254). Most of the affected passengers sat within
five rows of the index case. The overall risk of transmission
appears to be low, at around 1 in 156 (
358). In the largest
incident, during a 3-h flight carrying 120 passengers traveling
from HKSAR to Beijing, a superspreading event (SSE) infected
22 passengers (
254). The pattern of involvement was atypical,
considering the short duration of exposure of 3 h and the widespread
involvement of patients sitting within seven rows in front of
and five rows behind the index case. Although airborne transmission
was considered to be a possible explanation, other potential
modes of transmission, such as contact of passengers with the
index case before or after the flight, cannot be excluded, especially
since 17 out of the 22 people infected were from two tourist
groups (
254). In another study, a SARS patient traveled between
HKSAR and European countries during the presymptomatic and early
symptomatic period, and no transmission among passengers seated
in close proximity to the index patient was found, suggesting
that in-flight transmission of SARS is not common (
23). Symptomatic
SARS patients appeared to transmit infections on board much
more readily than presymptomatic ones (
23,
254,
358). Initiation
of screening procedures to detect people with fever prior to
boarding has been used in an attempt to reduce the risk of in-flight
transmission of SARS, but the efficacy is still uncertain (
342).
In 17 studies that reported on seroepidemiology, the seroprevalence varied from 0 to 1.81% for the general population, 0 to 2.92% for asymptomatic health care workers, 0 to 0.19% for asymptomatic household contacts, and 12.99 to 40% for asymptomatic animal handlers (28, 37, 45, 69, 117, 141, 198, 201, 203, 207, 209, 228, 352, 369, 387, 406, 429). The last finding is quite expected, since frequent zoonotic challenges by low-level-pathogenic strains of SARS-CoV before 2003 in animal handlers of southern China would probably have caused such a high seroprevalence in this at-risk group. Genuine asymptomatic infection with antigenemia detected by enzyme immunoassay (EIA) and seroconversion confirmed by neutralization antibody assay was documented in a restaurant worker who worked in the same restaurant as the index case of the outbreak of 2003 to 2004 (45). However, in 2003, sustained exposure of the animal handlers to these infected civets and other wild animals would result in the introduction of a moderately transmissible and more virulent SARS-CoV strain, which would have mutated from the animal strain and adapted to infect humans more efficiently. The result was a massive global outbreak, but the overall asymptomatic infection rate was still relatively low with this more virulent human-adapted virus in the general population, health care workers, and household contacts. A meta-analysis gave overall seroprevalence rates of 0.1% for the general population and 0.23% for health care workers (203). It is also important to remember that these seroprevalence studies are not directly comparable since different serological methods of various sensitivities or specificities were used with or without confirmation by another test. Thus, the true incidence of asymptomatic infection remains elusive.
The incubation period of SARS is 2 to 14 days, although occasional cases with longer incubation periods have been reported (41). The average number of secondary cases resulting from a single case was two to four (225, 285). Unlike influenza virus, where the patients were most infectious in the first 2 days of illness, transmission from symptomatic SARS patients usually occurred on or after the fifth day of onset of disease, which is in line with the rising viral load in nasopharyngeal secretions that peaked at around day 10 (258). There have been speculations about the incidence of SARS and ambient temperature (319), but a definite seasonality could not be concluded. SSEs have been noted to play an important role in the propagation of the SARS outbreak, which gives rise to a disproportionate number of secondary cases, as in the Amoy Garden of HKSAR. A study comparing the clinical and environmental features of SSE and non-SSE cases showed that SSEs were likely to be related to a combination of factors including delayed isolation, admission to a nonisolation ward, and severe disease at the time of isolation (53).

CLINICAL FEATURES
The typical clinical presentation of SARS is that of viral pneumonia
with rapid respiratory deterioration (Table
3). Fever, chills,
myalgia, malaise, and nonproductive cough are the major presenting
symptoms, whereas rhinorrhea and sore throat are less frequently
seen (
7,
21,
37,
149,
197,
258,
259,
270,
278,
336,
411,
425).
Clinical deterioration, often accompanied by watery diarrhea,
commonly occurs 1 week after the onset of illness (
58,
258).
Similar to other causes of atypical pneumonia, physical signs
upon chest examination are minimal compared with the radiographical
findings. Chest radiographs typically show ground-glass opacities
and focal consolidations, especially in the periphery and subpleural
regions of the lower zones. Progressive involvement of both
lungs is not uncommon (
113,
148,
184,
362). Shifting of radiographic
shadows and spontaneous pneumomediastinum may occur (
74,
258).
A retrospective analysis of serial chest radiographs in all
SARS patients from HKSAR showed that the initial extent and
progression of radiographic opacities may be useful for prognostic
prediction (
6).
Diarrhea is the most common extrapulmonary manifestation, followed
by hepatic dysfunction; dizziness, which may be related to diastolic
cardiac impairment and pulmonary arterial thrombosis; abnormal
urinalysis; petechiae; myositis; neuromuscular abnormalities;
and epileptic fits (
44,
58,
188,
211,
248,
335,
346,
383). The
elderly may present atypically without fever or respiratory
symptoms (
68,
361). While infections in children appear to be
milder than those in adults (
20,
144,
183), SARS in pregnant
women carries a significant risk of mortality (
364,
410). Higher
nasopharyngeal and serum viral loads were associated with oxygen
desaturation, mechanical ventilation, and mortality; higher
stool viral loads were associated with diarrhea; and higher
urine viral loads were associated with abnormal urinalysis (
58,
75,
156). The significant correlation of the viral loads in
these specimens to the severity of clinical or laboratory findings
suggested that extrapulmonary viral replication was contributing
to clinical manifestations (
156).
As for hematological parameters, peripheral blood lymphopenia and elevated hepatic parenchymal enzymes are common with or without thrombocytopenia or increases in D dimers and activated partial thromboplastin time (197). About 20% to 30% of patients developed respiratory failure requiring mechanical ventilation, and the overall mortality rate was around 15%. Age, presence of comorbidities, increased lactate dehydrogenase level, hypouricemia, acute renal failure, more extensive pulmonary radiological involvement at presentation, and a high neutrophil count at the time of admission are poor prognostic indicators (153, 197, 385). Restrictive lung function abnormalities due to residual lung fibrosis and muscle weakness are common in the convalescent phase (34, 247, 255). Among survivors of SARS in HKSAR 1 year after illness, significant impairment in diffusion capacity was noted in 23.7% of studied subjects. The exercise capacity and health status of SARS survivors were also remarkably lower than those of the healthy population (154). A study on the pathological changes of testes from six patients who died of SARS indicated that orchitis was also a complication and suggested that reproductive functions in male patients who recovered from SARS should be monitored (388). Depression and posttraumatic stress disorder are especially common among health care workers and patients with affected family members (57, 66, 238, 310). Complications due to the use of corticosteroids including psychosis, adrenal insufficiency, and avascular osteonecrosis were also reported (36, 112, 145, 195, 200).

HISTOPATHOLOGICAL CHANGES OF SARS
Histological Changes
Acute diffuse alveolar damage with air space edema was the most
prominent feature in patients who died before the 10th day after
onset of illness (
99,
250). Hyaline membranes, interstitial
edema, interstitial infiltrates of inflammatory cells, bronchiolar
injury with loss of cilia, bronchiolar epithelial denudation,
and focal deposition of fibrin on the exposed basement membranes
were other observed features (
157). Patients who died after
the 10th day of illness exhibited a mixture of acute changes
and those of the organizing phase of diffuse alveolar damage.
There was interstitial and airspace fibroblast proliferation,
type II pneumocyte hyperplasia, and squamous metaplasia of bronchial
epithelium. The alveolar spaces contained a combination of macrophages,
desquamated pneumocytes, and multinucleated giant cells. Hemophagocytosis
in the alveolar exudates and thrombosis of venules were noted
in some cases. Other pulmonary complications might include secondary
bacterial bronchopneumonia and invasive aspergillosis (
345).
Systemic vasculitis involving the walls of small veins with
edema, fibrinoid necrosis, and infiltration by monocytes, lymphocytes,
and plasma cells were noted in one report (
87).
No tissue destruction or severe inflammatory process associated with viral infection was noted in other organs or tissues, but viral particles could be detected in pneumocytes and enterocytes by in situ hybridization (331). Inflammation, cellular apoptosis, or microvillus atrophy of a significant degree was not found in the intestinal mucosa to account for the watery diarrhea. Immunohistochemical staining showed the presence of viral nucleoproteins in type II pneumocytes and occasionally pulmonary macrophages. Necrosis or atrophy in the lymphoid tissue of lymph nodes and white pulp of the spleen are commonly observed extrapulmonary pathologies.
Immunological Profiles
Flow cytometric examination of the peripheral blood at the time
of admission before the use of steroid showed decreases in levels
of dendritic cell subsets, natural killer cells, CD4
+ and CD8
+ T lymphocytes, and B lymphocytes (
82,
213,
420). A study of
three SARS patients suggested that a self-limiting or abortive
infection of peripheral blood mononuclear cells can occur, as
evident by the presence of minus-strand RNA, the replicative
intermediate of the virus during the initial week of illness
(
208). Studies of the cytokine profile of SARS patients showed
conflicting results, which may be due to the use of many immunomodulators
including steroids. However, those studies generally showed
consistent and significant elevations of the plasma chemokines
gamma interferon (IFN-

)-inducible protein 10 (IP10 [CXCL10]),
monocyte chemotactic protein 1 (MCP-1 [CCL2]), and interleukin-8
(IL-8). In some studies, levels of the Th1-related cytokines
IFN-

and IL-12 and the inflammatory cytokines IL-1ß
and IL-6, which can induce an intense inflammatory response,
were also increased (
63,
152,
163,
165,
325,
360). In one study,
patients with severe disease tended to have increased plasma
levels of IFN-

, IFN-

, and CXCL10 and decreased levels of IL-12p70,
IL-2, and tumor necrosis factor alpha (TNF-

) during the acute
phase. In the late phase, patients with severe disease had significantly
increased plasma chemokine levels of IL-8, CXCL10, and CCL2
but decreased cytokine levels of IL-12p70, IL-2, TNF-

, and IFN-
compared with mild cases of SARS (
26). These host responses
may account for the recruitment and accumulation of alveolar
macrophages and polymorphs and the activation of Th1 cell-mediated
immunity by the stimulation of natural killer and cytotoxic
T lymphocytes, respectively. Since SARS-CoV appears to evade
the triggering of IFN-

and IFN-ß in human macrophages
in vitro (
61,
280), the lack of an antiviral innate immune response
may permit uncontrolled viral replication with progressive increases
in viral load and the accompanying proinflammatory systemic
response. This situation continues into the second week of illness
until the appearance of the adaptive immune response, which
brings viral replication under control. Moreover, comparative
transcriptomal microarray analysis showed that SARS-CoV rather
than CoV-229E markedly upregulated genes associated with apoptosis,
inflammation, the stress response, and procoagulation during
the early phase of infection of a human liver cancer cell line
(Huh7) (
322). Both observations help to explain the clinical
severity of SARS in relation to the high viral load at up to
2 weeks of illness and the intense inflammatory response as
evident from serum cytokine profiles and histopathology. The
majority of SARS patients resolved the proinflammatory cytokine
and chemokine responses at the acute phase and expressed adaptive
immune genes. In contrast, patients who later succumbed showed
deviated IFN-stimulated gene and immunoglobulin gene expression
levels, persistent chemokine levels, and deficient anti-SARS
spike antibody production. It was speculated that unregulated
IFN responses during the acute phase may lead to a malfunction
of the switch from innate immunity to adaptive immunity. Indeed,
recovered patients were found to have higher and sustainable
levels of N-specific antibody and S-specific neutralizing antibody
responses, whereas patients who later succumbed had an initial
rise and then a fall in antibody levels just before death, suggesting
that antibody response is likely to play an important role in
determining the ultimate disease outcome (
417).

PATHOGENESIS, IMMUNE RESPONSE, AND HOST SUSCEPTIBILITY
Interaction between Viral and Cellular Factors
The exact mechanism of how the virus produces damage at cells,
tissue, and organs to clinical levels remains elusive. Similar
to other viruses such as influenza A virus, Nipah virus, or
Ebola virus, SARS-CoV must possess the ability to evade the
innate antiviral response of the cells in order to replicate
efficiently in the host. Transfection experiments with Orf3b,
Orf6, and N in 293T cells showed that these viral proteins are
IFN antagonists that can interfere with the synthesis of IFN
and its downstream signaling pathways (
178). However, this cannot
explain the apparent discrepancy of IFN-ß/

production
in infected human intestinal Caco-2 cell line (
253) and the
lack of such production in SARS patients' peripheral blood mononuclear
cells or in human primary macrophages abortively infected with
SARS-CoV despite the activation of several IFN-stimulated genes
in the latter case (
61). On the other hand, this may explain
the increased serum level of IFN of some SARS patients, which
may have an intestinal source. Due to the lack of a type 2 pneumocyte
cell line that is susceptible to SARS-CoV, the relevance of
these findings cannot be ascertained for lung epithelial cells.
Once the virus can overcome the innate immune response at the cellular level, it can take over the host metabolic apparatus through the degradation of host mRNA by nsp1 and the modulation of the ubiquitination pathway of the host by nsp3 (15, 81, 192, 224, 279). Efficient viral replication ensues, and cell damage occurs by virus-induced cytolysis or immunopathology. Infected cell lines and postmortem lung tissues have shown cytopathic changes due to apoptosis, necrosis, or occasionally syncytium formation. Expression of nsp5, nsp10, Orf3a, Orf3b, Orf7a, Orf8a, E, M, and N in different cell lines by transfection can cause cellular apoptosis (Table 1). Expression of S in transfected cells can lead to syncytium formation with cells expressing ACE2 (181). Paradoxically, little cytopathic effect or inflammation was found in intestinal biopsy specimens of SARS patients despite marked viral replication seen with electron microscopy (205). The transcriptomal profile of infected Caco-2 cells showed a marked upregulation of the potent immunosuppressive cytokine transforming growth factor ß and the antiapoptotic host cellular response, which may explain the noninflammatory secretory diarrhea and huge amount of viral shedding in stool (79). Therefore, the clinical or histopathological manifestations at various organs or tissues do not depend solely on the presence of the relevant receptor and coreceptors or the viral productivity as reflected by the viral load. The inflammatory and apoptotic responses of the cell triggered by the virus and the compensatory regenerative power or functional reserve of that organ may be equally important in determining the manifestations and the outcome of infection. nsp1 expression in human lung epithelial A549 cells can increase the expression of the chemokines IP10, CCL3, and CCL5 through the NF-
B pathway (192). This correlated well with the plasma chemokine profile of SARS patients and the immunohistochemical staining of infected lungs. IP10 expressed on pneumocytes is a potent chemoattractant for activated cytotoxic T lymphocytes, natural killer cells, and monocytes, which may therefore infiltrate the interstitium and alveoli of lungs of SARS patients. Administration of a recombinant S fragment between positions 324 and 688 and Orf3a expression in lung cells can excite the production of IL-8 (43, 169). The expression of N in transfected cells can also activate the Cox2 inflammatory cascade (393). If SARS-CoV can indeed suppress the early innate immune response of IFN-ß/
in type 2 pneumocytes without activating the IFN-stimulated genes and therefore also allowing an uncontrolled viral replication in the adjacent cells, the concomitant activation of proinflammatory chemokines and cytokines would explain the dominant and highly fatal manifestation of SARS in the lungs.
Adaptive Immune Response
In general, specific serum antibody against whole SARS-CoV by
indirect immunofluorescence or neutralization tests starts to
appear at around day 7, plateaus at around the second month,
and is maintained for over 12 months. Immunoglobulin M (IgM)
and IgG appeared at around the same time, but the former was
not detected after 2 to 3 months (
371). Serum testing by recombinant
nucleocapsid EIA can detect such an antibody as early as the
fifth day after the onset of symptoms (
46). The virus-specific
T-cell-mediated immune response is not clearly defined. In one
study, S-specific cell-mediated immunity mediated by CD4 and
CD8 cells was found to last for more than 1 year (
395).
Host Susceptibility
Some studies suggested a possible association of HLA-B*4601
with susceptibility to and severity of SARS among the Chinese
population in Taiwan (
223), but the finding was not confirmed
in HKSAR SARS cases. Among the Chinese population in HKSAR,
similar associations with HLA-B*0703 and the genetic variant
ICAM3 Gly143 have been found (
35,
249). Low-mannose-binding
lectin producing the YB haplotype has an increased risk of acquiring
SARS (
160,
416). On the other hand, individuals with HLA-DRB1*0301
or that are homozygous for CLEC4M tandem repeats were found
to be less susceptible to SARS-CoV infection (
40,
249). However,
the latter finding was strongly disputed in two subsequent studies
(
324,
430).

LABORATORY DIAGNOSIS OF SARS-CoV INFECTION
No pathognomonic signs or symptoms of SARS can be used to differentiate
SARS from other causes of community- or hospital-acquired pneumonia.
Etiological diagnosis and differentiation from other causes
of atypical pneumonia can be made only by laboratory confirmation.
A positive viral culture from respiratory, fecal, and, occasionally,
urine or tissue specimens or a fourfold rise in the neutralizing
antibody titer in serum samples taken upon admission and 28
days afterward is the most definitive evidence of infection.
However, both viral culture and neutralizing antibody testing
required a biosafety level 3 laboratory, which is not available
in most hospitals. Rapid detection by nucleic acid amplification
such as RT-PCR or antigen detection by EIA is the alternative.
It is important that most of these rapid tests have never been
thoroughly investigated in prospective field trials due to the
short-lasting nature of the SARS epidemic. Thus, most of our
data on these assays came from evaluations of stored clinical
specimens. As for the collection of clinical specimens, although
bronchoalveolar lavage fluid and lung biopsy tissue should be
the ideal specimens at the onset of illness, such procedures
are invasive and can be hazardous to health care workers. Nasopharyngeal
aspirates and throat washings, taken with respiratory precautions
and preserved in viral transport medium, remain the most important
diagnostic specimens.
Nucleic Acid Amplification Assays
Most nucleic acid amplification tests are designed with the
Orf1b or nucleoprotein gene (
32,
56,
88,
108,
155,
189,
264,
266,
268,
349,
384,
391,
413). The latter gene has the theoretical
advantage of being more abundant in infected cells and therefore
of higher sensitivity, but this has not been clearly proven
in clinical studies. Of these methods, real-time quantitative
RT-PCR (Table
4) of the nasopharyngeal aspirate is the most
sensitive and rapid method for aiding in clinical diagnosis
and may achieve a sensitivity of 80% with good specificity even
if it is collected within the first 5 days of illness (
266).
In-house qualitative RT-PCR tests are generally less sensitive
and prone to contamination. Positive test results from a single
sample must be confirmed by a repeat test detecting a different
region of the SARS-CoV genome on the same sample. If possible,
another repeat sample should also be tested to exclude false-positive
results due to amplicon carryover. Since the viral load in nasopharyngeal
aspirate usually peaked on the 10th day after the onset of symptoms,
suspected SARS cases must have the tests repeated as the disease
evolves to avoid false-negative results (
32,
258). Stool specimens
should also be routinely sent for testing since a very high
percentage of patients develop diarrhea and shed virus during
the second week of illness (
58). Viral load determination of
nasopharyngeal specimens or serum upon presentation might have
clinical value, as it is an important prognostic factor (
72,
73,
75,
156). Longitudinal monitoring of viral load would be
an important part of any treatment trials in the future.
Antigen Detection Assays
Antigen detection with monoclonal antibodies or monospecific
polyclonal antibody against the N protein was found to be a
sensitive and specific test for the diagnosis of SARS (Table
5). In a large study with sera collected from 317 SARS patients
at different time points of illness, EIA detection of SARS N
was performed using a panel of three monoclonal antibodies (
46).
Over 80% of SARS cases can be detected within the first 7 days
after the onset of illness. As serum antibody levels started
to rise at day 7, the sensitivity of the serum antigen assay
progressively decreased to 0% at day 21 (
46). Antigen detection
with EIA in nonserum specimens is generally less sensitive than
RT-PCR because the cutoff value is usually set at a much higher
level than that of serum specimens to overcome the high background
optical density values in nonserum specimens (
189,
191).
Antibody Detection Assays
For antibody testing (Table
6), the indirect immunofluorescent
antibody test is more commonly performed than the neutralizing
antibody test since the former involves minimal manipulation
of infectious virus and therefore carries less risk of a biohazard.
The test is generally not useful during the first week of illness.
Single low-titer positive results can be related to cross-reactions
with other human coronaviruses (
31,
47). A recombinant nucleocapsid
EIA may be used as a rapid screening test and possesses a higher
sensitivity, with detection as early as day 5 after onset of
illness (
46), but again, false-positive results due to cross-reactions
with HCoV-O43 and HCoV-229E can occur and require confirmation
by Western blotting against the S polypeptide of SARS-CoV (
372).
Serum IgG, IgM, and IgA appeared at around the same time, between
days 5 and 17 after the onset of symptoms, and paralleled the
appearance of neutralizing antibody activity, but one study
reported that IgM appeared 3 days earlier using an IgM capture
EIA against nucleoprotein (
404). The titer of neutralizing antibody
peaked at days 20 to 30 and was sustained for a long time. It
is interesting that the neutralizing antibody level of those
who died peaked at day 14 and then started to fall, whereas
those who survived had a sustained level of antibody (
417).
A new immunofluorescence assay using the S protein and a recombinant
N-S fusion protein as an antigen has been described. The results
are comparable to those obtained with whole-virus-based immunofluorescence
assays (
128,
235). The three laboratory outbreaks of SARS prompted
the use of pseudotype viruses for research and neutralization
antibody testing, but data on systematic evaluation are lacking.

CLINICAL MANAGEMENT AND ANTIVIRALS
Since there is no proven effective antiviral agent by randomized
placebo control trial (Table
7), clinical management of SARS
has relied largely upon supportive care. Broad-spectrum antimicrobial
coverage for community-acquired pneumonia should be given while
virological confirmation is pending. Such antibiotics should
be stopped once the diagnosis of SARS is confirmed, but nosocomial
infections as a result of prolonged intubation and the use of
corticosteroids should be appropriately managed.
The correlation between viral loads and clinical outcome suggests
that suppression of viral replication by effective antiviral
drugs should be the key to preventing morbidity and mortality.
However, in vitro susceptibility test results were often conflicting,
as in the case of IFN-ß1a (
78,
137,
318) and IFN-

2b
(
308,
318). Nevertheless, it appears that IFN-ß, IFN-

n1,
IFN-

n3, and leukocytic IFN-

have some potential activity and
warrant evaluation by clinical trials (
50,
305,
426). Although
a very high 50% cytotoxic concentration exceeding 1,000 mg/liter
has been demonstrated for ribavirin (
77), and although its low
level of in vitro activity against SARS-CoV was initially attributed
to cellular toxicity (
318), ribavirin has good activity when
tested in other human Caco-2 and pig kidney cell lines despite
its lack of activity in Vero cells (
243). The use of different
cell lines, testing conditions, and virus strains may have contributed
to these discrepancies.
Numerous other potential antiviral agents have been identified using different approaches (Table 8). Replication of SARS-CoV requires proteolytic processing of the replicase polyprotein by two viral cysteine proteases, a chymotrypsin-like protease (3CLpro) and a papain-like protease (PLpro). These proteases are important targets for the development of antiviral drugs. Protease inhibitors (especially nelfinavir) (386, 392), glycyrrhizin (77), baicalin (50), reserpine (381), aescin (381), valinomycin (381), niclosamide (380), aurintricarboxylic acid (129), mizoribine (293), indomethacin (4), chloroquine (174), and many herbal formulations, have also been found to possess some antiviral activity against SARS-CoV in vitro. In addition, an organic nitric oxide donor, S-nitro-N-acetylpenicillamine, appeared to have inhibitory activity against SARS-CoV (2), which has formed the basis for the use of nitric oxide inhalation as an experimental form of rescue therapy for SARS (52). Several agents with good in vitro antiviral activities, including ACE2 analogues, helicase inhibitors, and nucleoside analogues, were also reported to have some activity in vitro (14, 332). Antiviral peptides designed against the S protein and especially those derived from heptad repeat region 2 of S2 were shown to inhibit membrane fusion and cell entry (22, 177, 227). Small interfering RNA (siRNA) also demonstrated activities in reducing cytopathic effects, viral replication, and viral protein expression in cell lines (125, 232, 351, 418, 419, 428). Screening of chemical libraries has identified several inhibitors of protease, helicase, and spike-mediated cell entry (170). Most of the above-mentioned chemicals or approaches have not been evaluated in human or animal models. In mouse models, nelfinavir, ß-D-N4-hydroxycytidine, calpain inhibitor VI, 3-deazaneplanocin A, human leukocyte IFN-
n3, and anti-inflammatory agents including chloroquine, amodiaquin, and pentoxifylline did not significantly reduce lung virus titers in mice. When not given in combination with other antivirals, the IMP dehydrogenase inhibitors, including ribavirin, suppress the proinflammatory response while augmenting viral replication in this mouse model (13).
Before the demonstration of viral load as an important factor
in determining clinical outcome, immunomodulators were empirically
used for the treatment of SARS during the initial epidemic (
59).
These immunomodulators include corticosteroids, intravenous
immunoglobulins, pentaglobulin, thymosin, thalidomide, and anti-TNF
(
140,
421). Corticosteroids were previously found to reduce
mortality in patients with pneumonia due to varicella-zoster
virus and influenza virus (
1,
109). High-dose hydrocortisone
was shown to reduce the expression of the proinflammatory chemokines
CXCL8 and CXCL10 in infected Caco-2 cells (
80). However, without
an effective antiviral agent, the early use of high doses of
corticosteroids for prolonged periods could be detrimental.
It may increase the plasma viral load and the risk of nosocomial
infections and avascular osteonecrosis (
196). Pegylated IFN-

2a
was shown to be useful for prophylaxis and reducing respiratory
viral shedding and lung pathology when used as an early treatment
in a monkey model (
118). Among clinical treatments studied,
combinations of steroid with either alfacon-1, a recombinant
consensus IFN-

(
231), or protease inhibitors and ribavirin were
found to improve outcomes in two different treatment trials
using historical controls (
33,
72). Due to the very short time
course of this epidemic and the initial lack of suitable animal
models, randomized control treatment trials are difficult to
be organized and executed despite the finding of some commercially
available candidate agents that appeared to be active in vitro.

INFECTION CONTROL AND LABORATORY SAFETY
Because of the physical stability of SARS-CoV in the environment,
the absence of protective immunity in the general population,
and the lack of effective antivirals or vaccines, infection
control against SARS remains the primary means to prevent person-to-person
transmission in future epidemics. Early recognition, triage,
and prompt isolation of suspected cases are the principal measures
against nosocomial transmission (
142). Although respiratory
droplet and contact precautions are effective under most circumstances
(
296), airborne precautions should be considered for aerosol-generating
procedures such as bronchoscopy, tracheostomy, and suctioning
of the airway. The virus can be easily inactivated by commonly
used disinfectants such as household bleach, which reduced the
viral load by more than 3 logs within 5 min (
185). In a study
on the survival of SARS-CoV, fecal and respiratory samples were
shown to be infectious for 4 and >7 days at room temperature,
respectively. Survival was found to be longer on disposable
gowns than on cotton gowns. Therefore, absorbent material such
as cotton is preferred over nonabsorptive material for personal
protective clothing in routine patient care. In contrast, the
virus cannot be recovered after the drying of a paper request
form even with a high inoculum. Therefore, the risk of infection
via contact with droplet-contaminated paper is small (
185).
When managing patients, oxygen delivery by low-flow nasal cannula
instead of high-flow face masks should be used to reduce the
risk of airborne transmission. Mechanical ventilation, including
noninvasive modalities such as continuous positive airway pressure
and bilevel positive airway pressure, should be carried out
only in negative-pressure isolation rooms under strict airborne
precautions (
62). All health care personnel caring for patients
with suspected or confirmed SARS must have daily temperature
checks in the late afternoon and be quarantined after unprotected
exposure to achieve early detection and to avoid nosocomial
and community outbreaks. Upon discharge of patients, adherence
to strict personal hygiene is important. Clinical specimens
of patients remained RT-PCR positive for a substantial period
of time, although the clinical significance of this finding
is unknown (
73). At the community level, contact tracing and
quarantine of contacts, temperature checks at borders, health
declarations for travelers, social distancing by suspension
of schools and closing of workplaces, public education, and
effective communication of information have been used to control
community spread. Although screening of suspected cases at international
borders and airports was widely practiced during the epidemic,
the value of doing so has been questioned (
307). To prevent
laboratory-acquired infections, all laboratories handling live
SARS-CoV should strictly comply with WHO standards for biosafety
level 3 laboratories.

PASSIVE IMMUNIZATION AND DEVELOPMENT OF A SARS-CoV VACCINE
Use of Convalescent-Phase Serum and Neutralizing Antibody
Passive immunization using convalescent plasma with high titers
of neutralizing antibody has been used for SARS patients who
continued to deteriorate. No significant adverse reactions were
noted, with perhaps some clinical benefit in a retrospective
analysis (
60,
401). Currently, only hyperimmune globulin produced
from plasma from convalescent patients and equine plasma produced
by immunization with inactivated SARS-CoV are available for
prophylactic trials in humans (
233,
421). A human monoclonal
IgG1 produced from a single-chain variable region fragment against
the S1 domain from two nonimmune human antibody libraries has
also been produced (
312). One of the single-chain variable region
fragments, 80R, blocks spike-ACE2 receptor interactions through
binding to the S1 domain. In a murine model of asymptomatic
SARS infection, passive immunization by high titers of neutralizing
antibody prevented viral replication in the lungs but was not
as effective in nasal turbinates (
311). Similarly, passive immunization
of mice and ferrets with human IgG1 monoclonal antibody CR3014
was effective in preventing the development of lung pathology
but less effective in reducing pharyngeal excretion (
329). Recently,
potent cross-reactive monoclonal antibodies against highly conserved
sites within the spike protein, which can neutralize zoonotic
or epidemic SARS-CoV, were reported (
131,
434). These new weapons
should be considered for clinical testing if SARS returns. Currently,
there are no randomized placebo-controlled trials on the role
of antibody therapy for pre- or postexposure prophylaxis in
at-risk groups during the SARS epidemic.
Of all the surface proteins, only the ectodomains of S and Orf3a can induce significant neutralizing antibody with some augmentation from the M and E proteins (3, 24). The S1 fragment between amino acids 318 and 510 is the receptor binding domain for ACE2. This fragment induces the majority of the neutralizing antibody in convalescent SARS patients (135). The minor epitope for the neutralizing antibody is found at amino acids 1055 to 1192 around heptad repeat 2 of the S2 subunit. However, this minor neutralizing epitope was implicated in the induction of an infection-enhancing antibody (400). The risk of immune enhancement should not be underestimated because ferrets immunized by whole S protein carried in modified vaccinia virus Ankara developed hepatitis (355). Most of the highly immunodominant sites in S generate only nonneutralizing antibodies. It is important that only three to five amino acid changes in the receptor binding domain of S are found between the early and late isolates of human SARS (64), and even reverse-genetically-made isogenic viruses made with the spike protein from zoonotic variants and the early but not the late phase of the SARS epidemic can produce fatal disease in 1-year-old mice (289). Therefore, the receptor binding domain of S1 remains the best target for the development of a vaccine.
Active Immunization
As expected, the importance of the S protein was confirmed in
the murine model using either intramuscular or intranasal administration
of highly attenuated modified vaccinia virus Ankara carrying
the S protein (
18). Mucosal immunization of African green monkeys
with recombinant attenuated parainfluenza virus-SARS-CoV S protein
chimeric virus resulted in a good neutralizing antibody response
and protection from viral replication in the upper and lower
respiratory tracts following live SARS-CoV challenge (
25). Other
approaches to active immunization involved the use of an adenoviral
vector carrying the S, M, and N proteins in rhesus macaques
(
102); subunit vaccine with S fragments in rabbits and mice
(
415); other vaccines derived from the SARS-CoV genome using
reverse genetics, such as the attenuated rabies vector (
94)-,
attenuated vesicular stomatitis virus (
171)-, or Venezuelan
equine encephalitis virus (
12,
85)-based vaccines; and S1 vaccine
expressed in tomato and low-nicotine tobacco plants as a mucosal
vaccine (
262). A plasmid DNA vaccine carrying the S protein
encoded by humanized codons was highly protective in a mouse
model (
412). The use of other targets such as inactivated whole
virus in mice (
323), DNA vaccine linking the N protein to calreticulin
(
176), DNA vaccination with the N gene in mice (
433), and virus-like
particles has also been reported. Only the inactivated whole-virus
vaccine was tested in healthy Chinese volunteers, who showed
good neutralizing antibodies with little side effects, but the
data have not been published. However, the protective efficacy
and risk of immune enhancement are still unknown in the situation
of an epidemic.
As for the key protective immune effector in the mouse model, T-cell depletion with specific monoclonal antibodies against CD4 or CD8, alone or in combination with CD90, did not affect protective immunity, which was confirmed by adoptive T-cell transfer (399). Donor T cells alone did not inhibit pulmonary viral replication in recipient mice, whereas passive transfer of purified IgG from immunized mice achieved similar protection. In summary (Table 9), all vaccines based on the S protein appeared to be capable of inducing neutralizing antibody responses, and those based on nucleoprotein can induce nucleoprotein-specific cell-mediated immunity. However, only vaccines based on the S protein were shown to be protective in animal models, whereas a DNA vaccine based on the N protein induced immunopathology of lungs in mice after challenge with live virus (85).
The relative importance of systemic or mucosal immunity in terms
of the neutralizing antibody or cytotoxic T-lymphocyte response
against S, N, or other targets in terms of recovery from SARS
is unknown. Nevertheless, neutralizing antibody against S1 appears
to be crucial for prophylactic immunity. Live-attenuated virus
is not a good choice because of the concern about reversion
to virulence or recombination with wild strains to form new
wild types. An inactivated SARS-CoV strain is the easiest and
most likely candidate for clinical trials if SARS returns. Irrespective
of the approach to immunization, the phenomenon of immune enhancement
of disease in feline peritonitis coronavirus infection is also
a cause for concern in view of the immunopathology seen in immunized
ferrets and mice after challenge with wild-type SARS-CoV.

ANIMAL MODELS AND ANIMALS SUSCEPTIBLE TO SARS-CoV
Reproducible and consistent animal models that mimic the clinical,
viral load, and histopathological changes of SARS are essential
for proving causation, studying pathogenesis, and testing antivirals
or immunization (Table
10). The Koch's postulates for SARS-CoV
as a causative agent of SARS were fulfilled with a primate model
using cynomolgus macaques (
Macaca fascicularis), which demonstrated
clinical and pathological features with some similarities to
those found in humans (
182). On the contrary, African green
monkeys (
Cercopithecus aethiops) did not develop significant
lung pathology after inoculation with the SARS-CoV. The lack
of consistency in primate animal models of rhesus, cynomolgus,
and African green monkeys for experimental SARS was noted in
another study (
239). Moreover, these large mammals are expensive
and difficult to handle. BALB/c mice demonstrated asymptomatic
or mild infections in lungs and nasal turbinates by intranasal
inoculation, which was not significantly different from the
findings with inoculation of immunological Th1-biased C57BL/6
mice (
105). BALB/c mice that were 12 to 14 months old developed
symptomatic pneumonia, which correlated with the age-related
susceptibility to acute SARS in humans (
287). As expected, STAT-1
knockout-immunodeficient mice had fatal and disseminated disease
(
143). Transgenic mice expressing human ACE2 receptors also
developed fatal disease, with extrapulmonary dissemination to
many organs including the brain (
240,
337). It is interesting
that mouse-adapted SARS-CoV strains with six amino acid mutations
can also cause fatal disseminated disease in young BALB/c mice
(
286). Adult F344 rats developed symptomatic disease after inoculation
with passaged SARS-CoV strains containing one mutation in the
receptor binding domain of S (
244). Ferrets (
Mustela furo) and
domestic cats (
Felis domesticus) were also susceptible to infection
by SARS-CoV (
237). The cats remained asymptomatic, and only
some of the infected ferrets died of the disease. Very high
levels of viral replication were found in infected golden Syrian
hamsters, but they generally did not develop overt clinical
disease (
288). Similarly, inoculated common marmosets generally
had mild clinical disease and histopathological changes of pneumonia
with extrapulmonary dissemination and high levels of viral replication
in affected tissues (
111). As expected, palm civets (
Paguma larvata) were shown to be susceptible to symptomatic infection
by SARS-CoV with or without the 29-bp signature sequence (
382).
Pigs and chickens are not susceptible to SARS-CoV (
356). Since
different SARS-CoV isolates were used by different groups, it
is therefore still uncertain whether one particular animal would
be better than others as a model for SARS-CoV. It appears that
the senescent BALB/c mouse is an inexpensive and relatively
easily reproduced animal model for testing vaccines and antivirals
for SARS. An important observation of this review is the diverse
range of mammalian species that are susceptible to experimental
infection by SARS-CoV, which again demonstrated that SARS-CoV
is highly capable of jumping interspecies barriers and is an
excellent candidate as an emerging or reemerging pathogen. Indeed,
our first report on animal SARS-CoV showed that Chinese ferret
badgers (
Melogale moschata) and raccoon dogs (
Nyctereutes procyonoides)
were also infected with SARS-CoV (
117). The recent discovery
of a high proportion of Chinese horseshoe bats and subsequently
other horseshoe bats shedding SARS-CoV-like viruses or being
seropositive strongly suggested that the bats could be the natural
reservoir of this group of viruses (
190,
215).

SHOULD WE BE READY FOR THE REEMERGENCE OF SARS?
The medical and scientific community demonstrated marvelous
efforts in the understanding and control of SARS within a short
time, as evident by over 4,000 publications available online.
Despite these achievements, gaps still exist in terms of the
molecular basis of the physical stability and transmissibility
of this virus, the molecular and immunological basis of disease
pathogenesis in humans, screening tests for early or cryptic
SARS cases, foolproof infection control procedures for patient
care, effective antivirals or antiviral combinations, the usefulness
of immunomodulatory agents for late presenters, an effective
vaccine with no immune enhancement, and the immediate animal
host that transmitted the virus to caged civets in the market
at the beginning of the epidemic. Coronaviruses are well known
to undergo genetic recombination (
375), which may lead to new
genotypes and outbreaks. The presence of a large reservoir of
SARS-CoV-like viruses in horseshoe bats, together with the culture
of eating exotic mammals in southern China, is a time bomb.
The possibility of the reemergence of SARS and other novel viruses
from animals or laboratories and therefore the need for preparedness
should not be ignored.

ACKNOWLEDGMENTS
This review is dedicated to the late Henry Fok for his generous
support to the research on emerging infections.
We acknowledge research funding from Hui Hoy and Hui Ming, Richard Y. H. Yu and family, the HKU Special Research Achievement Award, and the Croucher Senior Medical Research Fellowship 2006-2007.
We also acknowledge the help of Huang Yi for her assistance in preparing the phylogenetic tree.

FOOTNOTES
* Corresponding author. Mailing address: State Key Laboratory of Emerging Infectious Diseases, Department of Microbiology, Research Centre of Infection and Immunology, The University of Hong Kong, Hong Kong Special Administrative Region, China. Phone: (852) 2855 4892. Fax: (852) 2855 1241. E-mail:
hkumicro{at}hkucc.hku.hk 

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Clinical Microbiology Reviews, October 2007, p. 660-694, Vol. 20, No. 4
0893-8512/07/$08.00+0 doi:10.1128/CMR.00023-07
Copyright © 2007, American Society for Microbiology. All Rights Reserved.
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